Government Securities Law and Policy Category 2: Certain Capital Market Participants Published date: September 23, 2024 Share this page CSA Instruments and Policies 21-101 National Instrument - Marketplace Operation as of September 14, 2020 21-101 CP Companion Policy - Marketplace Operation as of September 14, 2020 23-101 National Instrument - Trading Rules as of April 10, 2017 23-101 CP Companion Policy - Trading Rules as of April 10, 2017 23-102 National Instrument - Use of Client Brokerage Commissions as of February 1, 2017 23-103 National Instrument - Electronic Trading and Direct Electronic Access to Marketplaces as of March 1, 2014 23-103 CP Companion Policy - Electronic Trading and Direct Electronic Access to Marketplaces as of May 5, 2015 24-101 National Instrument - Institutional Trade Matching and Settlement as of September 5, 2017 24-101 CP Company Policy - Institutional Trade Matching and Settlement as of September 5, 2017 24-102 National Instrument - Clearing Agent Requirements as of June 19, 2020 24-102 CP Companion Policy - Clearing Agent Requirements as of June 19, 2020 25-101 National Instrument - Designated Rating Organizations as of May 5, 2015 Local Rules and Blanket Orders 21-501 (Blanket Order) Extension of Relief from National Instrument 21-101 Marketplace Operation Information Transparency Requirements for Government Debt Securities 21-502 (Blanket Order) An order exempting issuers whose securities are listed on the Alpha Venture Plus marketplace operated by Alpha Exchange Inc. from certain requirements of securities legislation 21-503 (Blanket Order) An order exempting issuers whose securities are listed on the Alpha Main marketplace operated by Alpha Exchange Inc. from certain requirements of securities legislation 21-504 (Blanket Order) In the Matter of Temporary Exemption from Certain Reporting Requirements for Regulated Entities Carrying on Business in Prince Edward Island 21-801, 21-801 (Amendment) Prince Edward Island Rule 21-801 - Marketplace Operation 23-501 (Blanket Order) Exemption from Certain Requirements in Part 6 of National Instrument 23-101 - Trading Rules 23-801, 23-801 (Amendment) Prince Edward Island Rule 23-801 - Trading Rules 24-501 (Blanket Order) In the Matter of Relief from Certain Reporting Requirements under National Instrument 24-202 Institutional Trade Matching and Settlement 24-801, 24-801 (Amendment) Prince Edward Island Rule 24-801 - Institutional Trade Matching and Settlement 24-930 (Blanket Order) CSA Coordinated Blanket Order 24-930 - Temporary Exemption from Filings Requirements of 24-101 General Inquiries Financial and Consumer Services Division 1st Floor, Shaw Building (North Entrance) 105 Rochford Street PO Box 2000 Charlottetown, PE C1A 7N8 Phone: 902-368-4550 Fax: 902-368-5283 ccs@gov.pe.ca