1. Government
  2. Justice and Public Safety

Securities Law and Policy Category 4: Distribution Requirements

CSA Instruments and Policies
41-101 National Instrument - General Prospectus Requirements as of June 09, 2023
41-101 CP Companion Policy - General Prospectus Requirements as of June 09, 2023
43-101 

National Instrument - Standards of Disclosure for Mineral Projects as of June 09, 2023
43-101 CP  Companion Policy - Standards of Disclosure for Mineral Projects as of June 09, 2023
44-101 National Instrument - Short Form Prospectus Distributions as of June 09, 2023
44-101 CP  Companion Policy - Short Form Prospectus Distributions as of June 09, 2023
44-102 National Instrument - Shelf Distributions as of June 09, 2023
44-102 CP  Companion Policy - Shelf Distributions as of June 09, 2023
44-103 National Instrument - Post-Receipt Pricing as of April 16, 2024
44-103 CP  Companion Policy - Post-Receipt Pricing as of April 16, 2024
45-102 National Instrument - Resale of Securites as of June 09, 2023
45-102 CP  Companion Policy - Resale of Securities as of June 09, 2023
45-106 National Instrument - Prospectus Exemptions as of September 13, 2023
45-106 CP  Companion Policy - Prospectus Exemptions as of July 25, 2023
45-107 MI Multilateral Instrument - Listing Representation and Statutary Rights of Action Disclosure Exemptions as of September 08, 2015
45-110 National Instrument - Start-Up Crowdfunding Registration and Prospectus Exemptions as of September 21, 2021
   
Local Rules and Blanket Orders
41-801, 41-801 (Amendment), 41-801 (Amendment), 41-801 (Amendment), 40-801 (Amendment), 41-801 (Amendment) Prince Edward Island Rule 41-801 - General Prospectus Requirements
41-930 (Blanket Order) CSA Coordinated Blanket Order 41-930 Exemptions from Certain Prospectus and Disclosure Requirements
43-801 Prince Edward Island Rule 43-801 - Standards of Disclosure for Mineral Projects
44-501 (Blanket Order) Exemption from Certain Prospectus Requirements for Well-known Seasoned Issuers
44-801, 44-801 (Amendment), 44-801 (Amendment) Prince Edward Island Rule 44-801 - Short Form Prospectus Distributions
44-802, 44-802 (Amendment), 44-802 (Amendment) Prince Edward Island Rule 44-802 - Shelf Distributions
44-803, 44-803 (Amendment) Prince Edward Island Rule 44-803 - Post-Receipt Pricing
45-501, 45-501 (Amendment) Prince Edward Island Rule 45-501 - Exempt Distributions - Co-operative Associations
45-502 Prince Edward Island Rule 45-502 - Exempt Distributions - Credit Unions
45-507 Prince Edward Island Rule 45-507 - Exempt Distributions - Self-Directed Registered Education Savings Plans
45-508 Prince Edward Island Rule 45-508 - Respecting Community Economic-Development Businesses
45-510 (Blanket Order) Exemptions from certain financial statement requirements of Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers
45-511 (Blanket Order) Exemptions from certain financial statement requirements of Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers
45-512 (Blanket Order) Exemption from prospectus requirement for certain trades to existing security holders
45-513 (Blanket Order) Exemptions from certain requirements in Form 45-106F1 Report of Exempt Distribution
45-801 Exemption for Credit Unions
45-802, 45-802 (Amendment), 45-802 (Amendment) Prince Edward Island Rule 45-801 - Rights Offerings
45-802 (Amendment to NI 45-102) Prince Edward Island Rule 45-802 - Resale of Securities
45-806, 45-806 (Amendment), 45-806 (Amendment) Amending National Instrument 45-102 Resale of Securities
45-807 Prince Edward Island Rule 45-807 - Listing Representation and Statutory Rights of Action Disclosure Exemptions
45-808 Local Rule 45-808 - Implementing National Instrument 45-110 Start-up Crowdfunding Registration and Prospectus Exemptions
45-930 (Blanket Order) CSA Coordinated Blanket Order 45-930 Prospectus Exemption for New Reporting Issuers

 

Published date: 
April 17, 2025
Justice and Public Safety

Additional Links

Expression of Interest Draws
Provincial Government Job Opportunities
2024-2025 School Calendar
Property Taxes and Charges
Atlantic Immigration Program - Designated Employers
Pathways to Highway Safety

General Inquiries

Financial and Consumer Services Division
1st Floor, Shaw Building (North Entrance)
105 Rochford Street
PO Box 2000
Charlottetown, PE   C1A 7N8

Phone: 902-368-4550
Fax: 902-368-5283

ccs@gov.pe.ca