Securities Law and Policy Category 9: Derivatives

CSA Instruments and Policies
91-101 MI	Multilateral Instrument - Derivatives: Product Determination as of September 30, 2016
91-101 CP	Companion Policy - Derivatives: Product Determination as of September 30, 2016
91-102 MI	Multilateral Instrument - Prohibition of Binary Options as of December 12, 2017
91-102 CP	Companion Policy - Prohibition of Binary Options as of December 12, 2017
94-101	National Instrument - Mandatory Central Counterparty Clearing of Derivatives as of September 01, 2022
94-101 CP	Companion Policy - Mandatory Central Counterparty Clearing of Derivatives as of September 01, 2022
94-102	National Instrument - Derivatives: Customer Clearing and Protection of Customer Collateral and Positions as of September 13, 2023
94-102 CP	Companion Policy - Derivatives: Customer Clearing and Protection of Custumer Collateral and Positions as of July 04, 2017
96-101 MI	Multilateral Instrument - Trade Repositories and Derivatives Data Reporting as of September 30, 2016
96-101 CP	Companion Policy - Trade Repositories and Derivatives Data Reporting as of September 30, 2016

Local Rules and Blanket Orders
96-501 (Blanket Order)	Relief From Certain Derivatives
	Relief From Certain Derivatives (as amended)
96-502 (Blanket Order)	Exemption from Certain Requirements
96-930 (Blanket Order)	CSA Coordinated Blanket Order 96-930 - Exemption from Reporting Life Cycle Event for LIBOR
96-931 (Blanket Order)	CSA Coordinated Blanket Order 96-931 - Trade Repositories and Derivatives Data Reporting
96-932 (Blanket Order)	CSA Coordinated Blanket Order 96-932 - Trade Repositories and Derivatives Data Reporting
96-933 (Blanket Order)	CSA Coordinated Blanket Order 96-933 - Temporary Exemptions from Derivatives Data Reporting Requirements

Published date:

February 25, 2025

General Inquiries

Financial and Consumer Services Division
1st Floor, Shaw Building (North Entrance)
105 Rochford Street
PO Box 2000
Charlottetown, PE C1A 7N8

Phone: 902-368-4550
Fax: 902-368-5283