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11-801 - Principal Regulator System
2017-07-07
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 11-801
Subject: Principal Regulator System
Effective Date: March 17, 2008
Rule 11-801 Implementing...
11-802 - Passport System
2017-07-07
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 11-802
Subject: Passport System
Effective Date: March 17, 2008
Rule 11-802 Implementing Multilateral...
12-501 - Exemption for Discretionary Exemptions applied before March 17, 2008
2017-07-07
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Local Rule
Document No: 12-501
Subject: Exemption for Discretionary Exemptions applied before March 17, 2008 (from provisions not in force in Prince Edward Island before...
13-801 - System for Electronic Document Analysis and Retrieval (SEDAR)
2017-07-07
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 13-801
Subject: System for Electronic Document Analysis and Retrieval (SEDAR)
Effective Date: March 17, 2008...
13-802 - System Fees for SEDAR and NRD
2017-07-07
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 13-802
Subject: System Fees for SEDAR and NRD
Effective Date: October 12, 2013
Rule 13-802 Implementing...
14-801 - Definitions
2017-07-07
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 14-801
Subject: Definitions
Effective Date: March 17, 2008
Rule 14-801 Implementing National Instrument 14...
15-501 - Exemptions of Certain Contracts Issued by Insurance Companies from PEI Securities Laws
2017-07-07
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Local Rule
Document No: 15-501
Subject: Exemption of Certain Contracts Issued by Insurance Companies from Prince Edward Island Securities Laws
Effective Date:...
15-502 - Procedures for Hearings before the Superintendent or a Delegate of the Superintendent
2017-07-07
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Local Rule
Document No: 15-502
Subject: Procedures for Hearings before the Superintendent or before a Delegate of the Superintendent
Effective Date: ...
Securities Law and Policy Category 1: Procedure and Related Matters
2017-07-07
11-801, 11-801(Repeal)
Prince Edward Island Rule 11-801 - Principal Regulator System
11-802, 11-802 (Amendment), 11-802 (Amendment), 11-802 (Amendment)
Prince Edward Island Rule 11-802 - Passport System
12-501
Prince Edward Island Rule 12-501...