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Mutual Fund Dealers Association of Canada Recognition Order - October 22, 2014

https://www.princeedwardisland.ca/sites/default/files/publications/mfdarecorder2.pdf
2017-08-16
Recognition Order Mutual Fund Dealers Association of Canada Sections 71 and 72 of the Securities Act, R.S.P.E.I. 1988, Cap. S-3.1 Background The Superintendent recognized the Mutual Fund Dealers Association of Canada (MFDA) under sections...

Mutual Fund Dealers Assocation of Canada Recognition Order - March 15, 2013

https://www.princeedwardisland.ca/sites/default/files/publications/mfdarecogorder.pdf
2017-08-16
þÿ IN THE MATTER OF THE SECURITIES ACT, R.S.P.E.I. 1988, Cap. S-3.1 AS AMENDED (the “Act”) AND IN THE MATTER OF MUTUAL FUND DEALERS ASSOCIATION OF CANADA/ ASSOCIATION CANADIENNE DES COURTIERS DE FONDS MUTUELS RECOGNITION OF SELF-REGULATORY ORGANIZATION...

Mutual Fund Dealers Assocation of Canada Authorization Order - March 15, 2013

https://www.princeedwardisland.ca/sites/default/files/publications/mfdaauthororder.pdf
2017-08-16
þÿ IN THE MATTER OF THE SECURITIES ACT, R.S.P.E.I. 1988, Cap. S-3.1 AS AMENDED (the “Act”) AND IN THE MATTER OF MUTUAL FUND DEALERS ASSOCIATION OF CANADA/ ASSOCIATION CANADIENNE DES COURTIERS DE FONDS MUTUELS AUTHORIZATION ORDER (Section 76) WHEREAS...

Investment Industry Regulatory Organization of Canada Recognition Order - June 1, 2008

https://www.princeedwardisland.ca/sites/default/files/publications/iirocrecogorder.pdf
2017-08-16

Investment Industry Regulatory Organization of Canada Authorization Order - January 19, 2017

https://www.princeedwardisland.ca/sites/default/files/publications/iirocorder.pdf
2017-08-16
IN THE MATTER OF THE SECURITIES ACT, R.S.P.E.I. 1988 Cap. S-3.1 (the “Securities Act”) AND IN THE MATTER OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) AUTHORIZATION ORDER (Section 76 of the...

96-502 (Blanket Order) - Exemption from Certain Requirements

https://www.princeedwardisland.ca/sites/default/files/publications/96-502.pdf
2017-08-16
1 IN THE MATTER OF THE SECURITIES ACT R.S.P.E.I., 1988, Cap. S-3.1 AND IN THE MATTER OF Exemption from certain requirements to publicly disseminate data under MI 96-101 Trade Repositories and Derivatives Data Reporting BLANKET...

96-501 (Blanket Order) - Relief from Certain Derivatives

https://www.princeedwardisland.ca/sites/default/files/publications/96-501.pdf
2017-08-16

81-802 - Mutual Funds

https://www.princeedwardisland.ca/en/information/justice-and-public-safety/81-802-mutual-funds
2017-08-16
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1, Document Type:, Implementing Instrument, Document No:, 81-802, Subject:, Mutual Funds, Effective Date:, March 17, 2008, Rule 81-802 Implementing National Instrument 81-102, Mutual Funds, Part 1 Definitions, 1.1 In this Rule “NI 81-102” means National...

81-804 - Commodity Pools

https://www.princeedwardisland.ca/en/information/justice-and-public-safety/81-804-commodity-pools
2017-08-16
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1, Document Type:, Implementing Instrument, Document No:, 81-804, Subject:, Commodity Pools, Effective Date:, March 17, 2008, Rule 81-804 Implementing National Instrument 81-104, Commodity Pools, Part 1 Definitions, 1.1 In this Rule “NI 81-104” means...

81-805 - Mutual Fund Sales Practices

https://www.princeedwardisland.ca/en/information/justice-and-public-safety/81-805-mutual-fund-sales-practices
2017-08-16
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1, Document Type:, Implementing Instrument, Document No:, 81-805, Subject:, Mutual Fund Sales Practices, Effective Date:, March 17, 2008, Rule 81-805 Implementing National Instrument 81-105, Mutual Fund Sales Practices, Part 1 Definitions, 1.1 In this Rule “...

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