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We keep complaints confidential, and all complaints must be in writing. We cannot act on complaints that are made anonymously. If you have serious concerns about the way your investments have been handled, a company you have invested in, or believe securities law has been breached by a company or...
Anyone who is trading or advising in securities in the province should be registered with the Securities Office. Firms and individuals registered in Prince Edward Island can be searched on the Canadian Securities Administrators (CSA) website under National Registration Search . If you have any...
A company or association that meets the criteria prescribed by the Community Development Equity Tax Credit Act and regulations may be registered as a community economic development business by the minister of Finance and Municipal Affairs. The Prince Edward Island, Securities Act, , including Local...
Proceedings / Motions:, Paul Edward Maines / Capital Markets Technologies, Inc. / 7645686 Canada Inc. Notice of Hearing Notice of Preliminary Motion Procedural Direction Notice of Adjournment of Motion Reasons for Adjournment of Motion Notice of Hearing Notice of Adjournment of Hearing Reasons for...