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81-802 - Mutual Funds
2017-08-16
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1, Document Type:, Implementing Instrument, Document No:, 81-802, Subject:, Mutual Funds, Effective Date:, March 17, 2008, Rule 81-802 Implementing National Instrument 81-102, Mutual Funds, Part 1 Definitions, 1.1 In this Rule “NI 81-102” means National...
81-804 - Commodity Pools
2017-08-16
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1, Document Type:, Implementing Instrument, Document No:, 81-804, Subject:, Commodity Pools, Effective Date:, March 17, 2008, Rule 81-804 Implementing National Instrument 81-104, Commodity Pools, Part 1 Definitions, 1.1 In this Rule “NI 81-104” means...
81-805 - Mutual Fund Sales Practices
2017-08-16
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1, Document Type:, Implementing Instrument, Document No:, 81-805, Subject:, Mutual Fund Sales Practices, Effective Date:, March 17, 2008, Rule 81-805 Implementing National Instrument 81-105, Mutual Fund Sales Practices, Part 1 Definitions, 1.1 In this Rule “...
81-806 - Investment Fund Continuous Disclosure
2017-08-16
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1, Document Type:, Implementing Instrument, Document No:, 81-806, Subject:, Investment Fund Continuous Disclosure, Effective Date:, March 17, 2008, Rule 81-806 Implementing National Instrument 81-106, Investment Fund Continuous Disclosure, Part 1 Definitions...
81-807 - Independent Review Committee for Investment Funds
2017-08-16
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1, Document Type:, Implementing Instrument, Document No:, 81-807, Subject:, Independent Review Committee for Investment Funds, Effective Date:, March 17, 2008, Rule 81-807 Implementing National Instrument 81-107, Independent Review Committee for Investment...
31-503 (Blanket Order) (Revoked) - Registration Requirements and Exemptions for Chief Compliance Officers of Portfolio Managers
2017-08-16
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1, Document Type:, Blanket Order, Document No:, 31-503, Subject:, Exemption from sections 3.6 and 3.14 of National Instrument 31-103 Registration Requirements and Exemptions for Chief Compliance Officers of Portfolio Managers Adding a Category, Effective...
Securities Act Confidentiality Order
2017-08-16
In the matter of the, Securities Act, , R.S.P.E.I. 1988, Cap. S-3.1 Subsection 26(2) Whereas subsection 26(2) provides that the Superintendent may hold records or any class of records in confidence if the Superintendent considers that the records disclose intimate financial, personal or other...
51-502 (Blanket Order) - Exemptions from Multilateral Instrument 51-105
2017-08-15
In the Matter of the, Securities Act, , R.S.P.E.I. 1988, Cap.S-3.1, -and-, In the Matter of Exemptions from Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets, Blanket Order 51-502 Section 16, Whereas:, 1. Terms defined in the Act, National Instrument 14-101...
51-501 (Blanket Order) - Local Rule 45-508 - Respecting Community Economic Development Business
2017-08-15
In the Matter of the, Securities Act, , R.S.P.E.I. 1988, Cap.S-3.1, -and-, In the Matter of Local Rule 45-508 Respecting Community Economic Development Business (“Local Rule 45-508") -and-, In the Matter of National Instrument 51-102 Continuous Disclosure Obligations (“NI 51-102") ,...
51-801 - Standards of Disclosure for Oil and Gas Activities
2017-08-15
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1, Document Type:, Implementing Instrument, Document No:, 51-801, Subject:, Standards of Disclosure for Oil and Gas Activities, Effective, Date:, March 17, 2008, Rule 51-801 Implementing National Instrument 51-101, Standards of Disclosure for Oil and Gas...