Search
Go to the COVID-19 Search to search all COVID-19
Go to the News search to search all news
Displaying 1 - 7 of 7.
Results
21-502 (Blanket Order) - Exemption Order for Issuers of Alpha Exchange Inc. Securities
2017-08-09
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1, Document Type:, Blanket Order, Document No:, 21-502, Subject:, An order exempting issuers whose securities are listed on the Alpha Venture Plus marketplace operated by Alpha Exchange Inc. from certain requirements of securities legislation, Effective Date...
21-503 (Blanket Order) - Exemption Order for Issuers of Alpha Exchange Inc. Securities
2017-08-09
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1, Document Type: , Blanket Order, Document No:, 21-503, Subject:, An order exempting issuers whose securities are listed on the Alpha Main marketplace operated by Alpha Exchange Inc. from certain requirements of securities legislation, Effective Date:,...
21-801 - Marketplace Operation
2017-08-09
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1, Document Type:, Implementing Instrument, Document No:, 21-801, Subject:, Marketplace Operation, Effective Date:, March 17, 2008, Rule 21-801 Implementing National Instrument 21-101 , Marketplace Operation, Part 1 Definitions, 1.1 In this Rule “NI 21-101”...
21-501 (Blanket Order) - Extension of Relief from National Instrument 21-101
2017-08-09
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1, Document Type:, Blanket Order, Document No:, 21-501, Subject:, Extension of Relief from National Instrument 21-101 Marketplace Operation Information Transparency Requirements for Government Debt Securities, Effective Date:, January 1, 2012, Blanket Order...
23-501 (Blanket Order) - Exemption from National Instrument 23-101 - Trading Rules
2017-08-09
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1, Document Type:, Blanket Order, Document No:, 23-501, Subject:, Exemption from Certain Requirements in Part 6 of National Instrument 23-101 - Trading Rules, Effective Date:, September 17, 2015, Blanket Order 23-501, Exemption from Certain Requirements in...
23-801 - Trading Rules
2017-08-09
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1, Document Type:, Implementing Instrument Document No: 23-801, Subject:, Trading Rules, Effective Date:, March 17, 2008, Rule 23-801 Implementing National Instrument 23-101 , Trading Rules, Part 1 Definitions, 1.1 In this Rule “NI 23-101” means National...
24-801 - Institutional Trade Matching and Settlement
2017-08-09
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1, Document Type:, Implementing Instrument, Document No:, 24-801, Subject:, Institutional Trade Matching and Settlement, Effective Date:, March 17, 2008, Rule 24-801 Implementing National Instrument 24-101 , Institutional Trade Matching and Settlement, Part...