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31-502 (Blanket Order) (Revoked) - Registration Requirements and Exemptions for Transition and Grandfathering Matters
2017-08-10
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1, Document Type:, Blanket Order, Document No:, 31-502, Subject:, Exemption from certain sections of National Instrument 31-103 Registration Requirements and Exemptions in connection with transition and grandfathering matters, Effective Date:, February 26,...
31-501 (Repeal) - Transitional Registration Requirements
2017-08-10
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1, Document Type:, Repeal of Local Rule, Document No:, 31-501 (Repeal), Subject:, Transitional Registration Requirements, Effective, Date:, September 28, 2009, Local Rule 31-501 (Repeal) , Transitional Registration Requirements, Part 1 Definitions, 1.1 In...
31-504 (Blanket Order) (Revoked) - Registration Requirements and Exemptions for Canadian Firms
2017-08-10
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1, Document Type:, Blanket Order, Document No:, 31-504, Subject:, Exemption from section 14.5 of National Instrument 31-103 Registration Requirements and Exemptions for Canadian Firms, Effective Date:, February 26, 2010, Blanket Order 31-504, Exemption from...
31-505 (Blanket Order) (Revoked) - Registration Requirements and Exemptions for Mutual Fund Dealers
2017-08-10
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1, Document Type:, Blanket Order, Document No:, 31-505, Subject:, Exemption from paragraph 13.2(2)(b) of National Instrument 31-103 Registration Requirements and Exemptions for Mutual Fund Dealers, Effective Date:, February 26, 2010, Blanket Order 31-505,...
31-506 (Blanket Order) (Revoked) - Registration Requirements and Exemptions for Representatives of Scholarship Plan Dealers
2017-08-10
Securities Act R.S.P.E.I. 1988, Cap-S-3.1, Document Type:, Blanket Order, Document No:, 31-506, Subject:, Exemption from Section 3.3 of National Instrument 31-103 Registration Requirements and Exemptions for Representatives of Scholarship Plan Dealers, Effective, Date:, February 26, 2010, Blanket...
31-507 (Blanket Order) (Revoked) - Registration Requirements and Exemptions for Portfolio Managers Adding a Category
2017-08-10
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1, Document Type:, Blanket Order, Document No:, 31-507, Subject:, Exemption from Sections 3.5 and 3.9 of National Instrument 31-103 Registration Requirements and Exemptions for Portfolio Managers Adding a Category, Effective Date:, February 26, 2010, Blanket...
31-508 (Blanket Order) - Registration Requirement Exemption for Trades in Short-Term Debt Instruments
2017-08-10
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1, , Document Type:, Blanket Order, Document No:, 31-508, Subject:, Exemption from the Registration Requirement for Trades in Short-Term Debt Instruments, Effective Date:, March 27, 2010, Blanket Order 31-508, Exemption from the Registration Requirement...
31-509 (Blanket Order) - Transitional Relief for IIROC Member Firms
2017-08-10
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1, , Document Type:, Blanket Order, Document No:, 31-509, Subject:, Transitional relief from the requirement to provide the relationship disclosure information prescribed by section 14.2(1) of NI 31-103 for IIROC member firms, Effective Date:, September...
31-510 (Blanket Order) - Transitional Relief for MFDA Member Firms
2017-08-10
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1 , , Document Type:, Blanket Order, Document No:, 31-510, Subject:, Transitional relief from the requirement to provide the relationship disclosure information prescribed by section 14.2(1) of NI 31-103 for MFDA member firms, Effective Date:, September...
31-511 (Blanket Order) - Registration Requirement Exemption for Trades in Short-Term Debt Instruments
2017-08-10
Securities Act, R.S.P.E.I. 1988, Cap-S-3.1, Document Type:, Blanket Order, Document No:, 31-511, Subject:, Exemption from the Registration Requirement for Trades in Short-Term Debt Instruments, Effective Date:, September 28, 2011, Blanket Order 31-511, Exemption from the Registration Requirement...