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Displaying 1 - 10 of 15 records for "forms"
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44-801 - Short Form Prospectus Distributions
2017-08-11
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 44-801
Subject: Short Form Prospectus Distributions
Effective Date: March 17, 2008
Rule 44-801...
45-512 (Blanket Order) - Exemptions from Certain Requirements in Form 45-106F1
2017-08-11
Securities Act
R.S.P.E.I. 1988, Cap. S-3.1
Document Type: Blanket Order
Document No.: 45-512
Subject: Exemptions from certain requirements in Form 45-106F1 Report of Exempt Distribution
Effective Date: June 30...
55-802 - System for Electronic Disclosure by Insiders (SEDI)
2017-08-15
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 55-802
Subject: System for Electronic Disclosure by Insiders (SEDI)
Effective Date: March 17, 2008
Rule 55...
21-502 (Blanket Order) - Exemption Order for Issuers of Alpha Exchange Inc. Securities
2017-08-09
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Blanket Order
Document No: 21-502
Subject: An order exempting issuers whose securities are listed on the Alpha Venture Plus marketplace operated by Alpha...
45-510 (Blanket Order) - Financial Statement Requirement Exemptions of Form 45-106F2
2017-08-11
Securities Act
R.S.P.E.I. 1988, Cap. S-3.1
Document Type: Blanket Order
Document No.: 45-510
Subject: Exemptions from certain financial statement requirements of Form 45-106 F2 Offering Memorandum for Non-Qualifying Issuers...
33-502 - Disclosure of Sales Charges
2017-08-11
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Local Rule
Document No: 33-502
Subject: Scholarship Plan Dealers - Disclosure of Sales Charges
Effective Date: March 17, 2008
Local Rule 33-502...
21-503 (Blanket Order) - Exemption Order for Issuers of Alpha Exchange Inc. Securities
2017-08-09
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Blanket Order
Document No: 21-503
Subject: An order exempting issuers whose securities are listed on the Alpha Main marketplace operated by Alpha Exchange Inc. from...
45-507 - Exempt Distributions - Self-Directed Registered Education Savings Plans
2017-08-11
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Local Rule
Document No: 45-507
Subject: Exempt Distributions - Self-Directed Registered Education Savings Plan
Effective Date: March 17, 2008
...
52-501 (Blanket Order) (Revoked) - Relief for Venture Issuers
2017-08-15
In the Matter of the Securities Act
R.S.P.E.I. 1988, Cap. S-3.1
- and -
In the Matter of Certain Certification Requirements: Relief for Venture Issuers
Whereas
1. In this order:
(a) “Venture Issuer” means an issuer that, as...
33-501 - Permanent Registration
2017-08-11
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Local Rule
Document No: 33-501
Subject: Permanent Registration
Effective Date: March 17, 2008
Local Rule 33-501 Permanent Registration...