Securities Law and Policy Category 1: Procedure and Related Matters

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CSA Instruments and Policies
11-102	Multilateral Instrument – Passport System unofficial consolidation of Multilateral Instrument as of June 9, 2023
11-102 CP	Companion Policy – Passport System unofficial consolidation of Companion Policy as of June 9, 2023
11-103	Multilateral Instrument - Failure-to-File Cease Trade Orders in Multiple Jurisdictions effective June 23, 2016
13-102	Multilateral Instrument - System Fees for SEDAR and NRD effective June 9, 2023
13-103	National Instrument - System for Electronic Document Analysis and Retrieval + (SEDAR+) effective June 9, 2023
13-103CP	Companion Policy - System for Electronic Document Analysis and Retrieval + (SEDAR+) effective June 9, 2023
14-101	National Instrument – Definitions unofficial consolidation of National Instrument as of September 13, 2023
Local Rules and Blanket Orders
11-801, 11-801 (Repeal)	Prince Edward Island Rule 11-801 - Principal Regulator System
11-802, 11-802 (Amendment), 11-802 (Amendment), 11-802 (Amendment)	Prince Edward Island Rule 11-802 - Passport System
11-803	Prince Edward Island Rule 11-803 - Implementation of CSA Instruments
12-501	Prince Edward Island Rule 12-501 - Exemption for Discretionary Exemptions applied for before March 17, 2008 (provisions not in force in Prince Edward Island before March 17, 2008)
13-801, 13-801 (Amendment), 13-801 (Amendment)	Prince Edward Island Rule 13-801 - System for Electronic Document Analysis and Retrieval (SEDAR)
13-802	Prince Edward Island Rule 13-802 - System Fees for SEDAR and NRD
13-930 (Blanket Order)	CSA Coordinated Blanket Order 13-930 - Exemptions from certain filing requirements in connection with SEDAR +
13-931 (Blanket Order)	CSA Coordinated Blanket Order 13-931 - Exemptions from certain filing requirements in connection with SEDAR +
13-932 (Blanket Order)	CSA Coordinated Blanket Order 13-932 - Exemptions from certain filing requirements in connection with SEDAR +
13-933 (Blanket Order) 13-933 (Blanket Order - revised January 2025)	CSA Coordinated Blanket Order 13-933 - Exemptions from certain filing requirements in connection with SEDAR + CSA Coordinated Blanket Order 13-933 - Exemption through SEDAR+
14-801, 14-801 (Amendment), 14-801 (Amendment)	Prince Edward Island Rule 14-801 - Definitions
15-501	Prince Edward Island Rule 15-501 - Contracts Issued by Insurance Companies from Prince Edward Island Securities Laws
15-502, 15-502 (Continued)	Prince Edward Island Rule 15-502 - Procedures for Hearings before the Superintendent or before a Delegate of the Superintendent

Date de publication :

le 21 Janvier 2025

Renseignements généraux

Division des services financiers et aux consommateurs
Ministère de la Justice et de la Sécurité publique
Immeuble Shaw (nord), 1er étage
105, rue Rochford
C.P. 2000
Charlottetown (Île-du-Prince-Édouard) C1A 7N8

Téléphone: (902) 368-4550
Télécopieur: (902) 368-5283

ccs@gov.pe.ca

Securities Law and Policy Category 1: Procedure and Related Matters

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Renseignements généraux