Securities Law and Policy Category 1: Procedure and Related Matters

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CSA Instruments and Policies
11-102	Multilateral Instrument – Passport System unofficial consolidation of Multilateral Instrument as of June 9, 2023
11-102 CP	Companion Policy – Passport System unofficial consolidation of Companion Policy as of June 9, 2023
11-103	Multilateral Instrument - Failure-to-File Cease Trade Orders in Multiple Jurisdictions effective June 23, 2016
13-102	Multilateral Instrument - System Fees for SEDAR and NRD effective June 9, 2023
13-103	National Instrument - System for Electronic Document Analysis and Retrieval + (SEDAR+) effective June 9, 2023
13-103CP	Companion Policy - System for Electronic Document Analysis and Retrieval + (SEDAR+) effective June 9, 2023
14-101	National Instrument – Definitions unofficial consolidation of National Instrument as of September 13, 2023
Local Rules and Blanket Orders
11-801, 11-801 (Repeal)	Prince Edward Island Rule 11-801 - Principal Regulator System
11-802, 11-802 (Amendment), 11-802 (Amendment), 11-802 (Amendment)	Prince Edward Island Rule 11-802 - Passport System
11-803	Prince Edward Island Rule 11-803 - Implementation of CSA Instruments
12-501	Prince Edward Island Rule 12-501 - Exemption for Discretionary Exemptions applied for before March 17, 2008 (provisions not in force in Prince Edward Island before March 17, 2008)
13-801, 13-801 (Amendment), 13-801 (Amendment)	Prince Edward Island Rule 13-801 - System for Electronic Document Analysis and Retrieval (SEDAR)
13-802	Prince Edward Island Rule 13-802 - System Fees for SEDAR and NRD
13-930 (Blanket Order)	CSA Coordinated Blanket Order 13-930 - Exemptions from certain filing requirements in connection with SEDAR +
13-931 (Blanket Order)	CSA Coordinated Blanket Order 13-931 - Exemptions from certain filing requirements in connection with SEDAR +
13-932 (Blanket Order)	CSA Coordinated Blanket Order 13-932 - Exemptions from certain filing requirements in connection with SEDAR +
13-933 (Blanket Order)	CSA Coordinated Blanket Order 13-933 - Exemptions from certain filing requirements in connection with SEDAR +
14-801, 14-801 (Amendment), 14-801 (Amendment)	Prince Edward Island Rule 14-801 - Definitions
15-501	Prince Edward Island Rule 15-501 - Contracts Issued by Insurance Companies from Prince Edward Island Securities Laws
15-802, 15-802 (Continued)	Prince Edward Island Rule 15-502 - Procedures for Hearings before the Superintendent or before a Delegate of the Superintendent

Date de publication :

le 23 Septembre 2024

Renseignements généraux

Division des services financiers et aux consommateurs
Ministère de la Justice et de la Sécurité publique
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105, rue Rochford
C.P. 2000
Charlottetown (Île-du-Prince-Édouard) C1A 7N8

Téléphone: (902) 368-4550
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ccs@gov.pe.ca

Securities Law and Policy Category 1: Procedure and Related Matters

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