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Securities Law and Policy Category 1: Procedure and Related Matters

Date de publication: Janvier 21, 2025
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CSA Instruments and Policies
11-102 Multilateral Instrument – Passport System unofficial consolidation of Multilateral Instrument as of June 9, 2023
11-102 CP Companion Policy – Passport System unofficial consolidation of Companion Policy as of June 9, 2023
11-103 Multilateral Instrument - Failure-to-File Cease Trade Orders in Multiple Jurisdictions effective June 23, 2016
13-102 Multilateral Instrument - System Fees for SEDAR and NRD effective June 9, 2023
13-103 National Instrument - System for Electronic Document Analysis and Retrieval + (SEDAR+) effective June 9, 2023
13-103CP Companion Policy - System for Electronic Document Analysis and Retrieval + (SEDAR+) effective June 9, 2023
14-101 National Instrument – Definitions unofficial consolidation of National Instrument as of September 13, 2023
Local Rules and Blanket Orders
11-801, 11-801 (Repeal) Prince Edward Island Rule 11-801 - Principal Regulator System
11-802, 11-802 (Amendment), 11-802 (Amendment), 11-802 (Amendment) Prince Edward Island Rule 11-802 - Passport System
11-803 Prince Edward Island Rule 11-803 - Implementation of CSA Instruments
12-501 Prince Edward Island Rule 12-501 - Exemption for Discretionary Exemptions applied for before March 17, 2008 (provisions not in force in Prince Edward Island before March 17, 2008)
13-801, 13-801 (Amendment), 13-801 (Amendment) Prince Edward Island Rule 13-801 - System for Electronic Document Analysis and Retrieval (SEDAR)
13-802 Prince Edward Island Rule 13-802 - System Fees for SEDAR and NRD
13-930 (Blanket Order) CSA Coordinated Blanket Order 13-930 - Exemptions from certain filing requirements in connection with SEDAR +
13-931 (Blanket Order) CSA Coordinated Blanket Order 13-931 - Exemptions from certain filing requirements in connection with SEDAR +
13-932 (Blanket Order) CSA Coordinated Blanket Order 13-932 - Exemptions from certain filing requirements in connection with SEDAR +

13-933 (Blanket Order)

13-933 (Blanket Order - revised January 2025)

CSA Coordinated Blanket Order 13-933 - Exemptions from certain filing requirements in connection with SEDAR +

CSA Coordinated Blanket Order 13-933 - Exemption through SEDAR+
14-801, 14-801 (Amendment), 14-801 (Amendment) Prince Edward Island Rule 14-801 - Definitions
15-501 Prince Edward Island Rule 15-501 - Contracts Issued by Insurance Companies from Prince Edward Island Securities Laws
15-502, 15-502 (Continued) Prince Edward Island Rule 15-502 - Procedures for Hearings before the Superintendent or before a Delegate of the Superintendent

 

 

 

Renseignements généraux

Division des services financiers et aux consommateurs

Ministère de la Justice et de la Sécurité publique

Immeuble Shaw (nord), 1er étage

105, rue Rochford

C.P. 2000

Charlottetown (Île-du-Prince-Édouard)  C1A 7N8

Téléphone: (902) 368-4550

Télécopieur: (902) 368-5283