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Issuers that are reporting issuers must make periodic filings with the Superintendent of Securities under the Securities Act, R.S.P.E.I. 1988, Cap. S-3.1 and rules. We maintain a list of issuers who are reporting issuers in Prince Edward Island. A reporting issuer in Prince Edward Island can be...
MFDA Recognition Order (dated October 22, 2014) MFDA Authorization Order (dated March 15, 2013) MFDA Recognition Order (dated March 15, 2013) MFDA Variation and Restatement of Recognition Order (amended March 22, 2021 - effective April 1, 2021) IIROC Recognition Order (714 Kb) (dated May 27, 2008...
Securities law applies to all Islanders looking to raise money from investors; not just public companies listed on a stock exchange. As a general legal requirement, anyone raising money in Prince Edward Island must file a prospectus unless they qualify for an exemption. Prospectus exemptions are...
31-501 (Repeal), Prince Edward Island Rule 31-501 - Transitional Registration Requirements, 31-502 (Blanket Order) (Revoked), Registration Requirements and Exemptions in connection with transition and grandfathering matters, 31-503 (Blanket Order) (Revoked), Registration Requirements and Exemptions...
81-501 Blanket Order, In the Matter of Allowing Select MFDA Members to Commingle Funds, 81-502 (Blanket Order), In the Matter of Temporary Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds, 81-503 (Blanket Orders), In the Matter of Temporary Variation...
To apply to become a licensed insurance agent in Prince Edward Island, please contact the Consumer, Corporate & Financial Services Division of the Department of Justice and Public Safety., What is the licensing procedure for insurance agents?, A non-resident applicant, licensed by their home...