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Securities Law and Policy: Documents Not Numbered
2022-05-31
MFDA Recognition Order (dated October 22, 2014)
MFDA Authorization Order (dated March 15, 2013)
MFDA Recognition Order (dated March 15, 2013)
MFDA Variation and Restatement of Recognition Order (amended March 22, 2021 - effective April 1, 2021)
IIROC Recognition Order (714 Kb) (dated May 27,...
Securities Law and Policy Category 4: Distribution Requirements
2022-05-09
41-801, 41-801 (Amendment), 41-801 (Amendment), 41-801 (Amendment), 41-801 (Amendment), 41-801 (Amendment)
Prince Edward Island Rule 41-801 - General Prospectus Requirements
43-801
Prince Edward Island Rule 43-801 - Standards of Disclosure for Mineral Projects...
Securities Law and Policy Category 8: Mutual Funds
2022-04-04
81-501 Blanket Order
In the Matter of Allowing Select MFDA Members to Commingle Funds
81-502 (Blanket Order)
In the Matter of Temporary Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds
81-503 (Blanket Orders...
Securities Law and Policy Category 3: Registration Requirements and Related Matters
2021-10-27
13-801 (Amendment)
Amending National Instrument 13-101 System for Electronic Document Analysis and Retrieval (SEDAR)
31-501 (Repeal)
Prince Edward Island Rule 31-501 - Transitional Registration Requirements
31-502 (Blanket Order) (Revoked)
Registration...
81-503 (Blanket Order)
2020-05-26
In The Matter of The Securities Act, R.S.P.E.I. 1988, Cap. S-3.1 and In The Matter of Temporary Variations from Borrowing Limit to Accommodate Redemption Requests of Mutual Funds Investing in Fixed Income Securities
Blanket Order 81-503
Whereas:
The Superintendent of Securities has the...
81-503 Blanket Order
2020-05-26
In The Matter of the Securities Act, R.S.P.E.I. 1988, Cap-S-3.1 and
In The Matter of Temporary Variation From Borrowing Limit to Accommodate Redemption Requests of Mutual Funds Investing in Fixed Income Securities
81-503 (Blanket Order)
Whereas:
The...
81-504 Blanket Order
2020-05-26
In The Matter of the Securities Act, R.S.P.E.I. 1988, Cap-S-3.1 and
In The Matter of Temporary Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds During the Period from June 2 to September 30, 2020
81-504 (Blanket Order)
Whereas:...
51-505 (Blanket Order)
2020-05-20
In The Matter of The Securities Act, R.S.P.E.I. 1988, Cap. S-3.1 and In The Matter of Temporary Exemptions From Certain Corporate Finance Requirements With Deadlines During The Period from June 2 to August 31, 2020
Blanket Order 51-505
Whereas:
The Superintendent of...
51-504 (Blanket Order)
2020-04-29
In the Matter of the Securities Act, R.S.P.E.I. 1988, Cap. S-3.1 and in the Matter of Temporary Exemptions From Certain Requirements to File or Send Securityholder Material
Blanket Order 31-523
WHEREAS:
The Superintendent of Securities has the authority to make exemption...
31-523 (Blanket Order)
2020-04-15
In The Matter of the Securities Act, R.S.P.E.I. 1988, Cap. S-3.1 and In The Matter of Relief In Respect of Client Focused Reforms Conflict of Interest Provisions of National Instrument 31-103 Registration Requirements, Exemptions And Ongoing Registrant Obligations
Blanket Order...