Titres

Securities law applies to all Islanders looking to raise money from investors; not just public companies listed on a stock exchange. As a general legal requirement, anyone raising money in Prince Edward Island must file a prospectus unless they...

Being an informed investor is one of your best defences against investment fraud. Before investing we encourage you: 1. Check Registration Check the registration of the individual or firm you deal with. 2. Check Disciplinary History To see if...

Why is registration important? Securities industry professionals are required to register with the securities regulator in each province or territory where they do business. Registration helps protect investors because securities regulators will only...

We keep complaints confidential, and all complaints must be in writing. We cannot act on complaints that are made anonymously. If you have serious concerns about the way your investments have been handled, a company you have invested in, or believe...

Canadian Securities Administrators Investor Warnings and Alerts This list CSA member investor alerts is intended to assist the public and the securities industry in conducting due diligence. The subjects of these alerts are persons or companies who...

Issuers that are reporting issuers must make periodic filings with the Superintendent of Securities under the Securities Act, R.S.P.E.I. 1988, Cap. S-3.1 and rules. We maintain a list of issuers who are reporting issuers in Prince Edward Island. A...

Proceedings / Motions: Paul Edward Maines / Capital Markets Technologies, Inc. / 7645686 Canada Inc. Notice of Hearing Notice of Preliminary Motion Procedural Direction Notice of Adjournment of Motion Reasons for Adjournment of Motion Notice of...

PEI Securities Act Fee Regulations effective March 3, 2025. Registration Type Fee (a) Application for a dealer, adviser or investment fund manager, regardless of the number of categories of registration to which the application relates. $750 (b)...

Securities laws foster a fair and efficient capital market in PEI and to protect investors. Securities legislation is designed to ensure that PEI's capital market operates fairly and efficiently for participants, and that investors have timely...

September 21, 2009 - Notice 2009-1 March 3, 2010 - Notice 2010-1 March 3, 2010 (Correction) - Notice 2010-1 April 1, 2010 - Notice 2010-2 MFDA Application for Recognition Public Notice 2015-01

Getting Registered The PEI Financial and Consumer Services Division reviews applications for registration from dealers and advisers who are in the business of trading or advising in PEI. The Division administers the Securities Act through the...