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September 21, 2009 - Notice 2009-1 March 3, 2010 - Notice 2010-1 March 3, 2010 (Correction) - Notice 2010-1 April 1, 2010 - Notice 2010-2 MFDA Application for Recognition Public Notice 2015-01

Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 81-802 Subject: Mutual Funds Effective Date: March 17, 2008 Rule 81-802 Implementing National Instrument 81-102 Mutual Funds Part 1 Definitions 1.1 In this Rule “NI 81-102” means...

Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 81-804 Subject: Commodity Pools Effective Date: March 17, 2008 Rule 81-804 Implementing National Instrument 81-104 Commodity Pools Part 1 Definitions 1.1 In this Rule “NI 81-104” means...

Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 81-805 Subject: Mutual Fund Sales Practices Effective Date: March 17, 2008 Rule 81-805 Implementing National Instrument 81-105 Mutual Fund Sales Practices Part 1 Definitions 1.1 In this...

Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 81-806 Subject: Investment Fund Continuous Disclosure Effective Date: March 17, 2008 Rule 81-806 Implementing National Instrument 81-106 Investment Fund Continuous Disclosure Part 1...

Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 81-807 Subject: Independent Review Committee for Investment Funds Effective Date: March 17, 2008 Rule 81-807 Implementing National Instrument 81-107 Independent Review Committee for...

Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 31-503 Subject: Exemption from sections 3.6 and 3.14 of National Instrument 31-103 Registration Requirements and Exemptions for Chief Compliance Officers of Portfolio Managers Adding a Category...

In the matter of the Securities Act, R.S.P.E.I. 1988, Cap. S-3.1 Subsection 26(2) Whereas subsection 26(2) provides that the Superintendent may hold records or any class of records in confidence if the Superintendent considers that the records disclose intimate financial...