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Content type

  • Information 129
  • Publication 37

Departments and Agencies

  • Justice and Public Safety 166

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Displaying 141 - 150 of 166 records
Information

31-506 (Blanket Order) (Revoked) - Registration Requirements and Exemptions for Representatives of Scholarship Plan Dealers

2017-08-10

Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 31-506 Subject: Exemption from Section 3.3 of National Instrument 31-103 Registration Requirements and Exemptions for Representatives of Scholarship Plan Dealers Effective Date: February 26, 2010...

Information

31-507 (Blanket Order) (Revoked) - Registration Requirements and Exemptions for Portfolio Managers Adding a Category

2017-08-10

Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 31-507 Subject: Exemption from Sections 3.5 and 3.9 of National Instrument 31-103 Registration Requirements and Exemptions for Portfolio Managers Adding a Category Effective Date: February 26...

Information

31-508 (Blanket Order) - Registration Requirement Exemption for Trades in Short-Term Debt Instruments

2017-08-10

Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 31-508 Subject: Exemption from the Registration Requirement for Trades in Short-Term Debt Instruments Effective Date: March 27, 2010 Blanket Order 31-508 Exemption from the Registration...

Information

31-509 (Blanket Order) - Transitional Relief for IIROC Member Firms

2017-08-10

Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 31-509 Subject: Transitional relief from the requirement to provide the relationship disclosure information prescribed by section 14.2(1) of NI 31-103 for IIROC member firms Effective Date...

Information

31-510 (Blanket Order) - Transitional Relief for MFDA Member Firms

2017-08-10

Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 31-510 Subject: Transitional relief from the requirement to provide the relationship disclosure information prescribed by section 14.2(1) of NI 31-103 for MFDA member firms Effective Date...

Information

31-511 (Blanket Order) - Registration Requirement Exemption for Trades in Short-Term Debt Instruments

2017-08-10

Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 31-511 Subject: Exemption from the Registration Requirement for Trades in Short-Term Debt Instruments Effective Date: September 28, 2011 Blanket Order 31-511 Exemption from the Registration...

Information

31-512 (Blanket Order) - Transitional Relief for IIROC Member Firms

2017-08-10

Securities Act R.S.P.E.I. 1988, Cap.-S-3.1 Document Type: Blanket Order Document No.: 31-512 Subject : Transitional relief from the requirement to provide the relationship disclosure information prescribed by section 14.2(1) of NI 31-103 for IIROC member firms Effective Date...

Information

31-513 (Blanket Order) - Transitional Relief for MFDA Member Firms

2017-08-10

Securities Act R.S.P.E.I. 1988, Cap.-S-3.1 Document Type: Blanket Order Document No.: 31-513 Subject: Transitional relief from the requirement to provide the relationship disclosure information prescribed by section 14.2(1) of NI 31-103 for MFDA member firms Effective Date...

Information

31-514 (Blanket Order) - Registration Requirement Exemption for International Dealers

2017-08-10

Securities Act R.S.P.E.I. 1988, Cap.-S-3.1 Document Type: Blanket Order Document No.: 31-514 Subject: Exemption from the Registration Requirement in NI 31-103 for International Dealers Effective Date: September 28, 2011 Blanket Order 31-514 Exemption from the Registration...

Information

31-515 (Blanket Order) - Registration Requirement Exemption for International Advisors

2017-08-10

Securities Act R.S.P.E.I. 1988, Cap.-S-3.1 Document Type: Blanket Order Document No.: 31-515 Subject: Exemption from the Registration Requirement in NI 31-103 for International Advisors Effective Date: September 28, 2011 Blanket Order 31-515 Exemption from the Registration...

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Content type

  • Information 129
  • Publication 37

Departments and Agencies

  • Justice and Public Safety 166

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  • 2025 11
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  • 2017 104
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