Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 71-802 Subject: Continuous Disclosure and Other Exemptions Relating to Foreign Issuers Effective Date: March 17, 2008 Rule 71-802 Implementing National Instrument 71-102 Continuous...
In the Matter of the Securities Act R.S.P.E.I. 1988, CAP. S-3.1 - and - In the Matter of Allowing Select MFDA Members to Commingle Funds Whereas: Sections 11.1(1)(b) and 11.2(1)(b) (Commingling Prohibitions) of National Instrument 81-102 Mutual Funds (NI 81-102) prohibit a...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 81-801 Subject: Mutual Fund Prospectus Disclosure Effective Date: March 17, 2008 Rule 81-801 Implementing National Instrument 81-101 Mutual Fund Prospectus Disclosure Part 1 Definitions...
In the Matter of the Securities Act, R.S.P.E.I. 1988, Cap.S-3.1 -and- In the Matter of Exemptions from Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets Blanket Order 51-502 Section 16 Whereas: 1. Terms defined in the Act, National Instrument 14...
In the Matter of the Securities Act, R.S.P.E.I. 1988, Cap.S-3.1 -and- In the Matter of Local Rule 45-508 Respecting Community Economic Development Business (“Local Rule 45-508") -and- In the Matter of National Instrument 51-102 Continuous Disclosure Obligations (“NI 51-102")...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 51-801 Subject: Standards of Disclosure for Oil and Gas Activities Effective Date: March 17, 2008 Rule 51-801 Implementing National Instrument 51-101 Standards of Disclosure for Oil and...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 51-802 Subject: Continuous Disclosure Obligations Effective Date: March 17, 2008 Rule 51-802 Implementing National Instrument 51-102 Continuous Disclosure Obligations Part 1 Definitions...
In the Matter of the Securities Act R.S.P.E.I. 1988, Cap. S-3.1 - and - In the Matter of Certain Certification Requirements: Relief for Venture Issuers Whereas 1. In this order: (a) “Venture Issuer” means an issuer that, as at the end of the period covered by the annual or...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 52-807 Subject: Acceptable Accounting Principles, Auditing Standards and Reporting Currency Effective Date: March 17, 2008 Rule 52-807 Implementing National Instrument 52-107 Acceptable...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 52-808 Subject: Auditor Oversight Effective Date: March 17, 2008 Rule 52-808 Implementing National Instrument 52-108 Auditor Oversight Part 1 Definitions 1.1 In this Rule “NI 52-108”...