CSA Instruments and Policies 31-102 National Instrument - National Registration Database as of January 13, 2014 31-102 CP Companion Policy - National Registration Database as of September 28, 2009 31-103 National Instrument - Registration Requirements, Exemptions and Ongoing...
Canadian Securities Administrators Investor Warnings and Alerts This list CSA member investor alerts is intended to assist the public and the securities industry in conducting due diligence. The subjects of these alerts are persons or companies who appear to be engaging in...
Getting Registered The PEI Financial and Consumer Services Division reviews applications for registration from dealers and advisers who are in the business of trading or advising in PEI. The Division administers the Securities Act through the regulation and oversight of...
We keep complaints confidential, and all complaints must be in writing. We cannot act on complaints that are made anonymously. If you have serious concerns about the way your investments have been handled, a company you have invested in, or believe securities law has been...