Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 55-803 Subject: Insider Reporting for Certain Derivative Transactions (Equity Monetization) Effective Date: March 17, 2008 Rule 55-803 Implementing Multilateral Instrument 55-103 Insider...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 55-804 Subject: Insider Reporting Requirements and Exemptions Effective Date: April 30, 2010 Rule 55-804 Implementing National Instrument 55-104 Insider Reporting Requirements and...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 58-801 Subject: Disclosure of Corporate Governance Practices Effective Date: March 17, 2008 Rule 58-801 Implementing National Instrument 58-101 Disclosure of Corporate Governance...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 62-803 Subject: The Early Warning System and Related Take-Over Bid and Insider Reporting Issues Effective Date: March 17, 2008 Rule 62-803 Implementing National Instrument 62-103 The...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 62-804 Subject: Take-Over Bids and Issuer Bids Effective Date: March 17, 2008 Rule 62-804 Implementing Multilateral Instrument 62-104 Take-Over Bids and Issuer Bids Part 1 Definitions 1...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 71-801 Subject: The Multijurisdictional Disclosure System Effective Date: March 17, 2008 Rule 71-801 Implementing National Instrument 71-101 The Multijurisdictional Disclosure System...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 71-802 Subject: Continuous Disclosure and Other Exemptions Relating to Foreign Issuers Effective Date: March 17, 2008 Rule 71-802 Implementing National Instrument 71-102 Continuous...
In the Matter of the Securities Act R.S.P.E.I. 1988, CAP. S-3.1 - and - In the Matter of Allowing Select MFDA Members to Commingle Funds Whereas: Sections 11.1(1)(b) and 11.2(1)(b) (Commingling Prohibitions) of National Instrument 81-102 Mutual Funds (NI 81-102) prohibit a...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 81-801 Subject: Mutual Fund Prospectus Disclosure Effective Date: March 17, 2008 Rule 81-801 Implementing National Instrument 81-101 Mutual Fund Prospectus Disclosure Part 1 Definitions...
In the Matter of the Securities Act, R.S.P.E.I. 1988, Cap.S-3.1 -and- In the Matter of Exemptions from Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets Blanket Order 51-502 Section 16 Whereas: 1. Terms defined in the Act, National Instrument 14...