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2010-1 - Notice of Amendment of National Instruments

Date de publication: Septembre 18, 2017
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Securities Act

R.S.P.E.I. 1988, Cap. S-3.1, section 169 (Notice 2010-1)

Public notice is hereby given that, the Minister, upon the recommendation of the Superintendent, has made the following Rules amendments:

  1. Prince Edward Island Rule 11-801 Repealing Multilateral Instrument 11-101 - Principal Regulator System
  2. Prince Edward Island Rule 11-802 Amending Multilateral Instrument 11-102 - Passport System (2 amendments)
  3. Prince Edward Island Rule 13-801 Amending National Instrument 13-101 - System for Electronic Document Analysis and Retrieval (SEDAR) (2 amendments)
  4. Prince Edward Island Rule 14-801 Amending National Instrument 14-101 - Definitions (2 amendments) (Correction: Only 1 amendment was made.)
  5. Prince Edward Island Rule 21-801 Amending National Instrument 21-101 - Marketplace Operation
  6. Prince Edward Island Rule 23-801 Amending National Instrument 23-101 - Trading Rules
  7. Prince Edward Island Rule 24-801 Amending National Instrument 24-101 - Institutional Trade Matching and Settlement
  8. Prince Edward Island Rule 33-802 Repealing National Instrument 33-102 - Regulation of Certain Registrant Activities
  9. Prince Edward Island Rule 33-805 Amending National Instrument 33-105 - Underwriting Conflicts (2 amendments)
  10. Prince Edward Island Rule 41-801 Amending National Instrument 41-101 - General Prospectus Requirements
  11. Prince Edward Island Rule 45-802 Amending National Instrument 45-102 - Resale of Securities (2 amendments)
  12. Prince Edward Island Rule 51-802 Amending National Instrument 51-102 - Continuous Disclosure Obligations (2 amendments)
  13. Prince Edward Island Rule 52-809 Implementing Multilateral Instrument 52-109 - Certification of Disclosure in Issuers’ Annual and Interim Filings
  14. Prince Edward Island Rule 55-501 Repealing Local Rule 55-501 - Insider Trading Reporting
  15. Prince Edward Island Rule 55-801 Repealing National Instrument 55-101 - Exemption from Certain Insider Reporting Requirements
  16. Prince Edward Island Rule 55-802 Amending National Instrument 55-102 - System for Electronic Disclosure by Insiders (SEDI)
  17. Prince Edward Island Rule 55-803 Repealing Multilateral Instrument 55-103 - Insider Reporting for Certain Derivative Transactions (Equity Monetization)
  18. Prince Edward Island Rule 62-803 Amending National Instrument 62-103 - The Early Warning System and Related Take-Over Bid and Insider Reporting Issues
  19. Prince Edward Island Rule 81-802 Amending National Instrument 81-102 - Mutual Funds (2 amendments)
  20. Prince Edward Island Rule 81-804 Amending National Instrument 81-104 - Commodity Pools
  21. Prince Edward Island Rule 81-805 Amending National Instrument 81-105 - Mutual Fund Sales Practices
  22. Prince Edward Island Rule 81-806 Amending National Instrument 81-106 - Investment Fund Continuous Disclosure
  23. Prince Edward Island Rule 81-807 Amending National Instrument 81-107 - Independent Review Committee for Investment Funds

March 3, 2010

Renseignements généraux

Division des services financiers et aux consommateurs

Ministère de la Justice et de la Sécurité publique

Immeuble Shaw (nord), 1er étage

105, rue Rochford

C.P. 2000

Charlottetown (Île-du-Prince-Édouard)  C1A 7N8

Téléphone: (902) 368-4550

Télécopieur: (902) 368-5283