45-512 (Blanket Order) - Exemptions from Certain Requirements in Form 45-106F1

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Securities Act
R.S.P.E.I. 1988, Cap. S-3.1

Document Type: Blanket Order
Document No.: 45-512
Subject: Exemptions from certain requirements in Form 45-106F1 Report of Exempt Distribution
Effective Date: June 30, 2016

Blanket Order 45-512 Exemptions from certain requirements in Form 45-106F1 Report of Exempt Distribution

Whereas, effective June 30, 2016, National Instrument 45-106 Prospectus Exemptions (NI 45-106) was amended to require that issuers filing a report of exempt distribution under section 6.1 of NI 45-106 must file the report on Form 45-106F1 Report of Exempt Distribution (Form 45-106F1);

And whereas, the Superintendent of Securities has determined that it would not be prejudicial to the public interest to make this Order;

It is ordered that:

1. Unless the context otherwise requires, terms defined in the Securities Act, National Instrument 14-101 Definitions, or NI 45-106, have the same meaning in this Order.

2. Clauses (f)1. and (f)2. of Schedule 1 of Form 45-106F1 do not apply if one or more of the following apply:

(a) the issuer is a foreign public issuer;

(b) the issuer is a wholly owned subsidiary of a foreign public issuer;

(c) the issuer is distributing eligible foreign securities only to permitted clients.

3. This Order comes into effect on June 30, 2016.

Dated at Charlottetown, Prince Edward Island, this 30th day of June, 2016.

Date de publication : 
le 11 Août 2017
Justice et Sécurité publique

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