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81-805 - Mutual Fund Sales Practices

Date de publication: Août 16, 2017
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Securities Act

R.S.P.E.I. 1988, Cap-S-3.1

Document Type: Implementing Instrument

Document No: 81-805

Subject: Mutual Fund Sales Practices

Effective Date: March 17, 2008

Rule 81-805 Implementing National Instrument 81-105 Mutual Fund Sales Practices

Part 1 Definitions

1.1 In this Rule “NI 81-105” means National Instrument 81-105 Mutual Fund Sales Practices of the Canadian Securities Administrators, made effective May 1, 1998.

Part 2 Adoption as a Rule

2.1 NI 81-105 is adopted as a Rule under the Securities Act.

Part 3 Effective Date

3.1 This instrument comes into effect on March 17, 2008.

81-805 (Amendment)

Securities Act

R.S.P.E.I. 1988, Cap-S-3.1

Document Type: Amendments to National Instrument

Document No: 81-805

Subject: Mutual Fund Sales Practices

Effective Date: September 28, 2009

Rule 81-805 Amending National Instrument 81-105 Mutual Fund Sales Practices

Part 1 Definitions

1.1  In this Rule “NI 81-105” means National Instrument 81-105 Mutual Fund Sales Practices of the Canadian Securities Administrators, made effective May 1, 1998.

Part 2 Amendment of National Instrument

2.1  NI 81-105 is amended in accordance with Amendments to National Instrument 81-105 Mutual Fund Sales Practices of the Canadian Securities Administrators, made effective on the day National Instrument 31-103 Registration Requirements and Exemptions comes into force.

Part 3 Effective Date

3.1  This instrument comes into effect on September 28, 2009.

Renseignements généraux

Division des services financiers et aux consommateurs

Ministère de la Justice et de la Sécurité publique

Immeuble Shaw (nord), 1er étage

105, rue Rochford

C.P. 2000

Charlottetown (Île-du-Prince-Édouard)  C1A 7N8

Téléphone: (902) 368-4550

Télécopieur: (902) 368-5283