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31-517 (Blanket Order) - Dispute Resolution Services Exemption in Section 13.16 of NI 31-103
2017-08-11
Securities Act
R.S.P.E.I. 1988, Cap.-S-3.1
Document Type: Blanket Order
Document No.: 31-517
Subject: Exemption from the Requirement to Provide Dispute Resolution Services Prescribed by Section 13.16 of NI 31-103
...
31-518 (Blanket Order) - IIROC 2014 CRM2 Amendments
2017-08-11
Securities Act
R.S.P.E.I. 1988, Cap.-S-3.1
Document Type: Blanket Order
Document No.: 31-518
Subject: IIROC 2014 CRM2 Amendments
Effective Date: July 15, 2014
Blanket Order 31-518
...
31-519 (Blanket Order) - MFDA 2014 CRM2 Amendments
2017-08-11
Securities Act
R.S.P.E.I. 1988, Cap.-S-3.1
Document Type: Blanket Order
Document No.: 31-519
Subject: MFDA 2014 CRM2 Amendments
Effective Date: July 15, 2014
Blanket Order 31-519
...
31-520 (Blanket Order) - Exemptions from Certain CRM2 Provisions of National Instrument 31-103 Registration Requirements
2017-08-11
Securities Act
R.S.P.E.I. 1988, Cap.-S-3.1
Document Type: Blanket Order
Document No.: 31-520
Subject: Exemptions from Certain CRM2 Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing...
31-801 - Requirements Under the National Registration System
2017-08-11
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 31-801
Subject: Requirements Under the National Registration System
Effective Date: March 17, 2008
Rule 31...
31-802 - National Registration Database
2017-08-11
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 31-802
Subject: National Registration Database
Effective Date: March 17, 2008
Rule 31-802 Implementing...
31-803 - Registration Requirements and Exemptions
2017-08-11
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 31-803
Subject: Registration Requirements and Exemptions
Effective Date: September 28, 2009
Rule 31-8032...
32-501 (Blanket Order) - Dealer and Adviser Registration Requirement Exemption
2017-08-11
Securities Act
R.S.P.E.I. 1988, Cap.-S-3.1
Document Type: Blanket Order
Document No.: 32-501
Subject: Exemption from the dealer registration requirement and the adviser registration requirement in respect of trades and advice...
33-501 - Permanent Registration
2017-08-11
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Local Rule
Document No: 33-501
Subject: Permanent Registration
Effective Date: March 17, 2008
Local Rule 33-501 Permanent Registration...
33-502 - Disclosure of Sales Charges
2017-08-11
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Local Rule
Document No: 33-502
Subject: Scholarship Plan Dealers - Disclosure of Sales Charges
Effective Date: March 17, 2008
Local Rule 33-502...