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31-502 (Blanket Order) (Revoked) - Registration Requirements and Exemptions for Transition and Grandfathering Matters
2017-08-10
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Blanket Order
Document No: 31-502
Subject: Exemption from certain sections of National Instrument 31-103 Registration Requirements and Exemptions in connection with...
31-501 (Repeal) - Transitional Registration Requirements
2017-08-10
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Repeal of Local Rule
Document No: 31-501 (Repeal)
Subject: Transitional Registration Requirements
Effective Date: September 28, 2009...
31-504 (Blanket Order) (Revoked) - Registration Requirements and Exemptions for Canadian Firms
2017-08-10
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Blanket Order
Document No: 31-504
Subject: Exemption from section 14.5 of National Instrument 31-103 Registration Requirements and Exemptions for Canadian Firms
...
31-505 (Blanket Order) (Revoked) - Registration Requirements and Exemptions for Mutual Fund Dealers
2017-08-10
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Blanket Order
Document No: 31-505
Subject: Exemption from paragraph 13.2(2)(b) of National Instrument 31-103 Registration Requirements and Exemptions for Mutual Fund...
31-506 (Blanket Order) (Revoked) - Registration Requirements and Exemptions for Representatives of Scholarship Plan Dealers
2017-08-10
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Blanket Order
Document No: 31-506
Subject: Exemption from Section 3.3 of National Instrument 31-103 Registration Requirements and Exemptions for Representatives of...
31-507 (Blanket Order) (Revoked) - Registration Requirements and Exemptions for Portfolio Managers Adding a Category
2017-08-10
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Blanket Order
Document No: 31-507
Subject: Exemption from Sections 3.5 and 3.9 of National Instrument 31-103 Registration Requirements and Exemptions for Portfolio...
31-508 (Blanket Order) - Registration Requirement Exemption for Trades in Short-Term Debt Instruments
2017-08-10
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Blanket Order
Document No: 31-508
Subject: Exemption from the Registration Requirement for Trades in Short-Term Debt Instruments
Effective Date:...
31-509 (Blanket Order) - Transitional Relief for IIROC Member Firms
2017-08-10
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Blanket Order
Document No: 31-509
Subject: Transitional relief from the requirement to provide the relationship disclosure information prescribed by section 14.2(1)...
31-510 (Blanket Order) - Transitional Relief for MFDA Member Firms
2017-08-10
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Blanket Order
Document No: 31-510
Subject: Transitional relief from the requirement to provide the relationship disclosure information prescribed by section 14.2(1)...
31-511 (Blanket Order) - Registration Requirement Exemption for Trades in Short-Term Debt Instruments
2017-08-10
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Blanket Order
Document No: 31-511
Subject: Exemption from the Registration Requirement for Trades in Short-Term Debt Instruments
Effective Date: ...