Securities Act R.S.P.E.I. 1988, Cap.-S-3.1 Document Type: Blanket Order Document No.: 31-514 Subject: Exemption from the Registration Requirement in NI 31-103 for International Dealers Effective Date: September 28, 2011 Blanket Order 31-514 Exemption from the Registration...
Securities Act R.S.P.E.I. 1988, Cap.-S-3.1 Document Type: Blanket Order Document No.: 31-515 Subject: Exemption from the Registration Requirement in NI 31-103 for International Advisors Effective Date: September 28, 2011 Blanket Order 31-515 Exemption from the Registration...
Securities Act R.S.P.E.I. 1988, Cap.-S-3.1 Document Type: Blanket Order Document No.: 31-516 Subject : Exemption from the Requirement to Register as an Investment Fund Manager Effective Date: July 5, 2012 Blanket Order 31-516 Exemption from the Requirement to Register as an...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 21-502 Subject: An order exempting issuers whose securities are listed on the Alpha Venture Plus marketplace operated by Alpha Exchange Inc. from certain requirements of securities legislation...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 21-503 Subject: An order exempting issuers whose securities are listed on the Alpha Main marketplace operated by Alpha Exchange Inc. from certain requirements of securities legislation Effective...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 21-801 Subject: Marketplace Operation Effective Date: March 17, 2008 Rule 21-801 Implementing National Instrument 21-101 Marketplace Operation Part 1 Definitions 1.1 In this Rule “NI 21...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 21-501 Subject: Extension of Relief from National Instrument 21-101 Marketplace Operation Information Transparency Requirements for Government Debt Securities Effective Date: January 1, 2012...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 23-501 Subject: Exemption from Certain Requirements in Part 6 of National Instrument 23-101 - Trading Rules Effective Date: September 17, 2015 Blanket Order 23-501 Exemption from Certain...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 23-801 Subject: Trading Rules Effective Date: March 17, 2008 Rule 23-801 Implementing National Instrument 23-101 Trading Rules Part 1 Definitions 1.1 In this Rule “NI 23-101” means...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 24-801 Subject: Institutional Trade Matching and Settlement Effective Date: March 17, 2008 Rule 24-801 Implementing National Instrument 24-101 Institutional Trade Matching and Settlement...