Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 21-503 Subject: An order exempting issuers whose securities are listed on the Alpha Main marketplace operated by Alpha Exchange Inc. from certain requirements of securities legislation Effective...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 21-801 Subject: Marketplace Operation Effective Date: March 17, 2008 Rule 21-801 Implementing National Instrument 21-101 Marketplace Operation Part 1 Definitions 1.1 In this Rule “NI 21...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 21-501 Subject: Extension of Relief from National Instrument 21-101 Marketplace Operation Information Transparency Requirements for Government Debt Securities Effective Date: January 1, 2012...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 23-501 Subject: Exemption from Certain Requirements in Part 6 of National Instrument 23-101 - Trading Rules Effective Date: September 17, 2015 Blanket Order 23-501 Exemption from Certain...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 23-801 Subject: Trading Rules Effective Date: March 17, 2008 Rule 23-801 Implementing National Instrument 23-101 Trading Rules Part 1 Definitions 1.1 In this Rule “NI 23-101” means...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 24-801 Subject: Institutional Trade Matching and Settlement Effective Date: March 17, 2008 Rule 24-801 Implementing National Instrument 24-101 Institutional Trade Matching and Settlement...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 11-801 Subject: Principal Regulator System Effective Date: March 17, 2008 Rule 11-801 Implementing Multilateral Instrument 11-101 Principal Regulator System Part 1 Definitions 1.1 In...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 11-802 Subject: Passport System Effective Date: March 17, 2008 Rule 11-802 Implementing Multilateral Instrument 11-102 Passport System Part 1 Definitions 1.1 In this Rule “MI 11-102”...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Local Rule Document No: 12-501 Subject: Exemption for Discretionary Exemptions applied before March 17, 2008 (from provisions not in force in Prince Edward Island before March 17, 2008). Effective Date: March 17, 2008 Local...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 13-801 Subject: System for Electronic Document Analysis and Retrieval (SEDAR) Effective Date: March 17, 2008 Rule 13-801 Implementing National Instrument 13-101 System for Electronic...