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Securities Law and Policy Category 5: Ongoing Requirements for Issuers and Insiders

Date de publication: Février 3, 2025
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CSA Instruments and Policies
51-101  National Instrument - Standards of Disclosure for Oil and Gas Activities as of June 09, 2023 
51-101 CP  Companion Policy - Standards of Discloure for Oil and Gas Activities as of June 09, 2023
51-102  National Instrument - Continuous Disclosure Obligations as of June 09, 2023
51-102 CP  Companion Policy - Continuous Disclosure Obligations as of  June 09, 2023
51-105 MI  Multilateral Instrument - Issuers Quoted in the U.S. Over-The-Counter Markets as of June 09, 2023 
51-105 CP Companion Policy - Issueres Quoted in the U.S. Over-The-Counter Markets as of June 09, 2023
52-107  National Instrument - Acceptable Accounting Principles and Auditing Standards as of April 30, 2016
52-107 CP  Companion Policy - Acceptable Accounting Principles and Auditing Standards as of September 13, 2023
52-108  National Instrument - Auditor Oversight as of March 30, 2022
52-108 CP Companion Policy - Auditor Oversight as of June 09, 2023
52-109  National Instrument - Certification of Disclosure in Issuers' Annual and Interim Filings as of November 17, 2015
52-109 CP  Companion Policy - Certification of Disclosure in Issuers' Annual and Interim Filings as of June 09, 2023
52-110  National Instrument - Audit Committees as of November 17, 2015
52-110 CP  Companion Policy - Audit Committees as of July 04, 2008
52-112  National Instrument - Non-GAAP and Other Financial Measures Disclosure as of June 09, 2023
52-112 CP Companion Policy - Non-GAAP and Other Financial Measures Disclosure as of June 09, 2023
54-101  National Instrument - Communication with Beneficial Owners of Securities of a Reporting Issuer as of June 09, 2023
54-101 CP Companion Policy - Communication with Beneficial Owners of Securities of a Reporting Issuer as of June 09, 2023
55-102  National Instrument - System for Electronic Disclosure by Insiders (SEDI) as of June 09, 2023
55-102 CP  Companion Policy - System for Electronic Disclosure by Insiders (SEDI) as of August 20, 2005
55-104  National Instrument - Insider Reporting Requirements and Exemptions as of June 09, 2023
55-104 CP  Companion Policy - Insider Reporting Requirements and Exemptions as of June 09, 2023
58-101  National Instrument - Disclosure of Corporate Governance Practices as of June 09, 2023
   
Local Rules and Blanket Orders
51-501 (Blanket Order) In the Matter of Local Rule 45-508 - Respecting Community Economic-Development Business
51-502 (Blanket Order) In the Matter of Exemptions from Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets
51-503 (Blanket Order) In the Matter of Temporary Exemption from Certain Corporate Finance Requirements
51-504 (Blanket Order) In the Matter of Temporary Exemptions From Certain Requirements to File or Send Securityholder Material
51-505 (Blanket Order) In the Matter of Temporary Exemptions From Certain Corporate Finance Requirements
51-801, 51-801 (Amendment) Prince Edward Island Rule 51-801 - Standards of Disclosure for Oil and Gas Activities
51-802, 51-802 (Amendment), 51-802 (Amendment), 51-802 (Amendment), 51-802 (Amendment), 51-802 (Amendment) Prince Edward Island Rule 51-802 - Continuous Disclosure Obligations
51-930 (Blanket Order) CSA Coordinated Blanket Order - Exemption from the Director Election Form of Proxy Requirement
52-501 (Blanket Order) (Revoked) In the Matter of Certain Certification Requirements: Relief for Venture Issuers
52-502 (Blanket Order) Exemption from NI 52-112 Non-GAAP and Other Financial Measures Disclosure
52-807, 52-807 (Amendment) Prince Edward Island Rule 52-807 - Acceptable Accounting Principles, Auditing Standards and Reporting Currency
52-808, 52-808 (Amendment) Prince Edward Island Rule 52-808 - Auditor Oversight
52-809, 52-809 (Amendment) Prince Edward Island Rule 52-809 - Certification of Disclosure in Issuers' Annual and Interim Filings
52-810, 52-810 (Amendment) Prince Edward Island Rule 52-810 - Audit Committees
54-801 Prince Edward Island Rule 54-801 - Communication with Beneficial Owners of Securities of a Reporting Issuer
55-501, 55-501 (Repeal) Prince Edward Island Rule 55-501 - Insider Trading Reporting
55-801, 55-801 (Repeal) Prince Edward Island Rule 55-801 - Exemption from Certain Insider Reporting Requirements
55-802, 55-802 (Amendment), 55-802 (Amendment) Prince Edward Island Rule 55-802 - System for Electronic Disclosure by Insiders (SEDI)
55-803, 55-803 (Repeal) Prince Edward Island Rule 55-803 - Insider Reporting for Certain Derivative Transactions (Equity Monetization)
55-804 Prince Edward Island Rule 55-804 - Insider Reporting Requirements and Exemptions
58-801 Prince Edward Island Rule 58-801 - Disclosure of Corporate Governance Practices
   

 

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