Gouvernement

Securities Law and Policy Category 9: Derivatives

Date de publication: Février 25, 2025
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CSA Instruments and Policies
91-101 MI  Multilateral Instrument - Derivatives: Product Determination as of September 30, 2016
91-101 CP Companion Policy - Derivatives: Product Determination as of September 30, 2016
91-102 MI  Multilateral Instrument - Prohibition of Binary Options as of December 12, 2017
91-102 CP Companion Policy - Prohibition of Binary Options as of December 12, 2017
94-101  National Instrument - Mandatory Central Counterparty Clearing of Derivatives as of September 01, 2022
94-101 CP Companion Policy - Mandatory Central Counterparty Clearing of Derivatives as of September 01, 2022
94-102  National Instrument - Derivatives: Customer Clearing and Protection of Customer Collateral and Positions as of September 13, 2023
94-102 CP  Companion Policy - Derivatives: Customer Clearing and Protection of Custumer Collateral and Positions as of July 04, 2017
96-101 MI Multilateral Instrument - Trade Repositories and Derivatives Data Reporting as of September 30, 2016
96-101 CP Companion Policy - Trade Repositories and Derivatives Data Reporting as of September 30, 2016
   
Local Rules and Blanket Orders
96-501 (Blanket Order) Relief From Certain Derivatives
  Relief From Certain Derivatives (as amended)
96-502 (Blanket Order) Exemption from Certain Requirements
96-930 (Blanket Order) CSA Coordinated Blanket Order 96-930 - Exemption from Reporting Life Cycle Event for LIBOR
96-931 (Blanket Order) CSA Coordinated Blanket Order 96-931 - Trade Repositories and Derivatives Data Reporting
96-932 (Blanket Order) CSA Coordinated Blanket Order 96-932 - Trade Repositories and Derivatives Data Reporting
96-933 (Blanket Order) CSA Coordinated Blanket Order 96-933 - Temporary Exemptions from Derivatives Data Reporting Requirements
Renseignements généraux

Division des services financiers et aux consommateurs

Ministère de la Justice et de la Sécurité publique

Immeuble Shaw (nord), 1er étage

105, rue Rochford

C.P. 2000

Charlottetown (Île-du-Prince-Édouard)  C1A 7N8

Téléphone: (902) 368-4550

Télécopieur: (902) 368-5283