Securities Law and Policy: Documents Not Numbered
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Recognition Orders | Dated |
---|---|
IIROC Recognition Order | May 27, 2008 |
MFDA Recognition Order | March 15, 2013 |
MFDA Recognition Order | October 22, 2014 |
MFDA Variation and Restatement of Recognition Order | March 22, 2021 |
IIROC Variation and Restatement of Recognition Order | March 22, 2021 |
New SRO Recognition Order (PEI) | November 24, 2022 |
Canadian Investment Regulatory Organization Recognition Order | May 15, 2023 |
KOR Reporting Inc. Recognition Order | March 12, 2024 |
Authorization Orders | Dated |
MFDA Authorization Order | March 15, 2013 |
IIROC Authorization Order | January 19, 2017 |
Approval Orders | Dated |
IPC Approval Order | September 30, 2020 |
CIPF Approval Order | September 30, 2020 |
CIPF Approval Order (PEI) | November 24, 2022 |
Confidentiality Orders | Dated |
Confidentiality Order | March 11, 2013 |
Date de publication :
le 31 Mai 2022