Securities

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The Prince Edward Island Office of the Superintendent of Securities Office is responsible for administering the province's securities laws. It is entrusted to foster a fair and efficient capital market in PEI and to protect investors. The office works to improve, coordinate and harmonize the regulation of Canada's capital markets.

Our securities legislation is designed to ensure that:

  • PEI's capital market operates fairly and efficiently for participants
  • investors have timely, accurate information on which to base investment decisions
  • those who sell securities in PEI are registered and that they conduct themselves according to applicable laws and professional standards.

The PEI Office of the Superintendent of Securities is empowered to hear enforcement proceedings and consider applications for exemptions from the requirements of the securities legislation.

We are a member of the Canadian Securities Administrators (CSA), an association that consists of the 13 securities regulators across Canada. To learn more go to Canadian Securities Administrators.

The Cooperative Capital Markets Regulatory System is an initiative by the governments of British Columbia, New Brunswick, Ontario, Prince Edward Island, Saskatchewan and Canada to better protect investors, enhance Canada's financial services sector, support efficient capital markets and strengthen the management of systemic risk.  Prince Edward Island joined this initiative on September 30, 2014. 

For more information, go to Securities

Who can I contact for more information?

Office of the Superintendent of Securities
Financial and Consumer Services Division
95 Rochford Street
P. O. Box 2000
Charlottetown, PEI, C1A 7N8
Telephone: (902) 620-3870
Fax: (902) 368-5283

Date de publication : 
le 25 Juin 2019
Justice et Sécurité publique

Renseignements généraux

Division des services financiers et aux consommateurs
Ministère de la Justice et de la Sécurité publique
Immeuble Shaw (nord), 1er étage
105, rue Rochford
C.P. 2000
Charlottetown (Île-du-Prince-Édouard)  C1A 7N8

Téléphone: (902) 368-4550
Télécopieur: (902) 368-5283
 

ccs@gov.pe.ca