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Securities Law and Policy Category 4: Distribution Requirements

Date de publication: le 6 Janvier 2025
Le contenu suivant est seulement disponible en anglais.
CSA Instruments and Policies
41-101 National Instrument - General Prospectus Requirements as of September 19, 2025
41-101 CP Companion Policy - General Prospectus Requirements as of March 3, 2025
43-101  National Instrument - Standards of Disclosure for Mineral Projects as of June 09, 2023
43-101 CP  Companion Policy - Standards of Disclosure for Mineral Projects as of June 09, 2023
44-101 National Instrument - Short Form Prospectus Distributions as of September 19, 2025
44-101 CP  Companion Policy - Short Form Prospectus Distributions as of September 19, 2025
44-102 National Instrument - Shelf Distributions as of November 28, 2025
44-102 CP  Companion Policy - Shelf Distributions as of November 28, 2025
44-103 National Instrument - Post-Receipt Pricing as of April 16, 2024
44-103 CP  Companion Policy - Post-Receipt Pricing as of April 16, 2024
45-102 National Instrument - Resale of Securites as of June 09, 2023
45-102 CP  Companion Policy - Resale of Securities as of June 09, 2023
45-106 National Instrument - Prospectus Exemptions as of September 19, 2025
45-106 CP  Companion Policy - Prospectus Exemptions as of July 25, 2023
45-107 MI Multilateral Instrument - Listing Representation and Statutary Rights of Action Disclosure Exemptions as of September 08, 2015
45-110 National Instrument - Start-Up Crowdfunding Registration and Prospectus Exemptions as of September 21, 2021
   
Local Rules and Blanket Orders
41-801, 41-801 (Amendment), 41-801 (Amendment), 41-801 (Amendment), 40-801 (Amendment), 41-801 (Amendment) Prince Edward Island Rule 41-801 - General Prospectus Requirements
41-930 (Blanket Order) CSA Coordinated Blanket Order 41-930 Exemptions from Certain Prospectus and Disclosure Requirements
43-801 Prince Edward Island Rule 43-801 - Standards of Disclosure for Mineral Projects
44-501 (Blanket Order) Exemption from Certain Prospectus Requirements for Well-known Seasoned Issuers
44-501 (Revocation - Blanket Order) Revocation of Blanket Order 44-501 - Exemption from Certain Prospectus Requirements for Canadian Well-Known Seasoned Issuers
44-801, 44-801 (Amendment), 44-801 (Amendment) Prince Edward Island Rule 44-801 - Short Form Prospectus Distributions
44-802, 44-802 (Amendment), 44-802 (Amendment) Prince Edward Island Rule 44-802 - Shelf Distributions
44-803, 44-803 (Amendment) Prince Edward Island Rule 44-803 - Post-Receipt Pricing
45-501, 45-501 (Amendment) Prince Edward Island Rule 45-501 - Exempt Distributions - Co-operative Associations
45-502 Prince Edward Island Rule 45-502 - Exempt Distributions - Credit Unions
45-507 Prince Edward Island Rule 45-507 - Exempt Distributions - Self-Directed Registered Education Savings Plans
45-508 Prince Edward Island Rule 45-508 - Respecting Community Economic-Development Businesses
45-510 (Blanket Order) Exemptions from certain financial statement requirements of Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers
45-511 (Blanket Order) Exemptions from certain financial statement requirements of Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers
45-512 (Blanket Order) Exemption from prospectus requirement for certain trades to existing security holders
45-513 (Blanket Order) Exemptions from certain requirements in Form 45-106F1 Report of Exempt Distribution
45-801 Exemption for Credit Unions
45-802, 45-802 (Amendment), 45-802 (Amendment) Prince Edward Island Rule 45-801 - Rights Offerings
45-802 (Amendment to NI 45-102) Prince Edward Island Rule 45-802 - Resale of Securities
45-806, 45-806 (Amendment), 45-806 (Amendment) Amending National Instrument 45-102 Resale of Securities
45-807 Prince Edward Island Rule 45-807 - Listing Representation and Statutory Rights of Action Disclosure Exemptions
45-808 Local Rule 45-808 - Implementing National Instrument 45-110 Start-up Crowdfunding Registration and Prospectus Exemptions
45-930 (Blanket Order) CSA Coordinated Blanket Order 45-930 Prospectus Exemption for New Reporting Issuers
45-935 (Blanket Order) CSA Coordinated Blanket Order 45-935 - Exemptions from Certain Conditions of the Listed Issuer Financing Exemption

 

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Ministère de la Justice et de la Sécurité publique
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