Government

Securities Law and Policy Category 4: Distribution Requirements

Published date: January 6, 2025
CSA Instruments and Policies
41-101 National Instrument - General Prospectus Requirements as of September 19, 2025
41-101 CP Companion Policy - General Prospectus Requirements as of March 3, 2025
43-101  National Instrument - Standards of Disclosure for Mineral Projects as of June 09, 2023
43-101 CP  Companion Policy - Standards of Disclosure for Mineral Projects as of June 09, 2023
44-101 National Instrument - Short Form Prospectus Distributions as of September 19, 2025
44-101 CP  Companion Policy - Short Form Prospectus Distributions as of September 19, 2025
44-102 National Instrument - Shelf Distributions as of November 28, 2025
44-102 CP  Companion Policy - Shelf Distributions as of November 28, 2025
44-103 National Instrument - Post-Receipt Pricing as of April 16, 2024
44-103 CP  Companion Policy - Post-Receipt Pricing as of April 16, 2024
45-102 National Instrument - Resale of Securites as of June 09, 2023
45-102 CP  Companion Policy - Resale of Securities as of June 09, 2023
45-106 National Instrument - Prospectus Exemptions as of September 19, 2025
45-106 CP  Companion Policy - Prospectus Exemptions as of July 25, 2023
45-107 MI Multilateral Instrument - Listing Representation and Statutary Rights of Action Disclosure Exemptions as of September 08, 2015
45-110 National Instrument - Start-Up Crowdfunding Registration and Prospectus Exemptions as of September 21, 2021
   
Local Rules and Blanket Orders
41-801, 41-801 (Amendment), 41-801 (Amendment), 41-801 (Amendment), 40-801 (Amendment), 41-801 (Amendment) Prince Edward Island Rule 41-801 - General Prospectus Requirements
41-930 (Blanket Order) CSA Coordinated Blanket Order 41-930 Exemptions from Certain Prospectus and Disclosure Requirements
43-801 Prince Edward Island Rule 43-801 - Standards of Disclosure for Mineral Projects
44-501 (Blanket Order) Exemption from Certain Prospectus Requirements for Well-known Seasoned Issuers
44-501 (Revocation - Blanket Order) Revocation of Blanket Order 44-501 - Exemption from Certain Prospectus Requirements for Canadian Well-Known Seasoned Issuers
44-801, 44-801 (Amendment), 44-801 (Amendment) Prince Edward Island Rule 44-801 - Short Form Prospectus Distributions
44-802, 44-802 (Amendment), 44-802 (Amendment) Prince Edward Island Rule 44-802 - Shelf Distributions
44-803, 44-803 (Amendment) Prince Edward Island Rule 44-803 - Post-Receipt Pricing
45-501, 45-501 (Amendment) Prince Edward Island Rule 45-501 - Exempt Distributions - Co-operative Associations
45-502 Prince Edward Island Rule 45-502 - Exempt Distributions - Credit Unions
45-507 Prince Edward Island Rule 45-507 - Exempt Distributions - Self-Directed Registered Education Savings Plans
45-508 Prince Edward Island Rule 45-508 - Respecting Community Economic-Development Businesses
45-510 (Blanket Order) Exemptions from certain financial statement requirements of Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers
45-511 (Blanket Order) Exemptions from certain financial statement requirements of Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers
45-512 (Blanket Order) Exemption from prospectus requirement for certain trades to existing security holders
45-513 (Blanket Order) Exemptions from certain requirements in Form 45-106F1 Report of Exempt Distribution
45-801 Exemption for Credit Unions
45-802, 45-802 (Amendment), 45-802 (Amendment) Prince Edward Island Rule 45-801 - Rights Offerings
45-802 (Amendment to NI 45-102) Prince Edward Island Rule 45-802 - Resale of Securities
45-806, 45-806 (Amendment), 45-806 (Amendment) Amending National Instrument 45-102 Resale of Securities
45-807 Prince Edward Island Rule 45-807 - Listing Representation and Statutory Rights of Action Disclosure Exemptions
45-808 Local Rule 45-808 - Implementing National Instrument 45-110 Start-up Crowdfunding Registration and Prospectus Exemptions
45-930 (Blanket Order) CSA Coordinated Blanket Order 45-930 Prospectus Exemption for New Reporting Issuers
45-935 (Blanket Order) CSA Coordinated Blanket Order 45-935 - Exemptions from Certain Conditions of the Listed Issuer Financing Exemption

 

General Inquiries

Financial and Consumer Services Division

1st Floor, Shaw Building (North Entrance)
105 Rochford Street
PO Box 2000
Charlottetown, PE   C1A 7N8

Phone: 902-368-4550
Fax: 902-368-5283