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31-523 (Blanket Order)
2020-04-15
In The Matter of the Securities Act, R.S.P.E.I. 1988, Cap. S-3.1 and In The Matter of Relief In Respect of Client Focused Reforms Conflict of Interest Provisions of National Instrument 31-103 Registration Requirements, Exemptions And Ongoing Registrant Obligations
Blanket Order...
31-522 (Blanket Order)
https://www.princeedwardisland.ca/fr/information/justice-et-securite-publique/31-522-blanket-order-0
2020-04-15
In The Matter of the Securities Act, R.S.P.E.I. 1988, Cap. S-3.1 and in the Matter of Relief in Respect of Client Focused Reforms Conflict Of Interest Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
Blanket Order 31-522...
31-521 (Blanket Order) - In the Matter of Temporary Exemption from Certain Financial Statement and Information Delivery Requirements
2020-04-15
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Blanket Order
Document No: 31-521
Subject: In the Matter of Temporary Exemption from Certain Financial Statement and Information Delivery Requirements for Registrants and...
21-504 (Blanket Order) - In the Matter of Temporary Exemption from Certain Reporting Requirements for Regulated Entities Carrying on Business in Prince Edward Island
2020-03-26
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Blanket Order
Document No: 21-504
Subject: In the Matter of Temporary Exemption from Certain Reporting Requirements for Regulated Entities Carrying on Business in Prince...
24-501 (Blanket Order) - In the Matter of Relief from Certain Reporting Requirements under National Instrument 24-202 Institutional Trade Matching and Settlement
2020-03-26
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Blanket Order
Document No: 24-501
Subject: In the Matter of Relief from Certain Reporting Requirements under National Instrument 24-202 Institutional Trade Matching and...
51-503 (Blanket Order) - In the Matter of Temporary Exemption from Certain Corporate Finance Requirements
2020-03-26
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Blanket Order
Document No: 51-503
Subject: In the Matter of Temporary Exemption from Certain Corporate Finance Requirements
Effective Date: March 23,...
81-502 (Blanket Order) - In the Matter of Temporary Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds
2020-03-26
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Blanket Order
Document No: 81-502
Subject: In the Matter of Temporary Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds...
Complaints - Financial and Consumer Services
2020-01-10
What we can help with
The Financial and Consumer Services Division oversees licensing of certain industries and specific types of consumer transactions in Prince Edward Island, including:
Investments/Securities
Trust and Loan Companies
Insurance
Payday Lending...