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In the matter of the Securities Act R.S.P.E.I. 1988, CAP. S-3.1 - and - In the matter of Registration Exemption Enabling a Corporation of an Individual Registrant of a Mutual Fund Dealer or Investment Dealer to Receive Directed Sales Commissions or Fees Whereas: A commission or...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 31-511 Subject: Exemption from the Registration Requirement for Trades in Short-Term Debt Instruments Effective Date: September 28, 2011 Blanket Order 31-511 Exemption from the Registration...
Why is registration important? Securities industry professionals are required to register with the securities regulator in each province or territory where they do business. Registration helps protect investors because securities regulators will only register firms and...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 31-508 Subject: Exemption from the Registration Requirement for Trades in Short-Term Debt Instruments Effective Date: March 27, 2010 Blanket Order 31-508 Exemption from the Registration...
CSA Instruments and Policies 91-101 MI Multilateral Instrument - Derivatives: Product Determination as of September 30, 2016 91-101 CP Companion Policy - Derivatives: Product Determination as of September 30, 2016 91-102 MI Multilateral Instrument - Prohibition of Binary Options...
The Office of the Fire Marshall requires a licensed insurance adjuster to report any loss of insured property due to fire including: Buildings, Vehicles, Contents of buildings or vehicles, and Any other insured property that doesn’t fall into the three categories above. Complete the online form below to submit the report (preliminary or final) or download and complete the Adjusters Fire Report. What information do I need to complete the online form? You will need to provide: Identity the contact details for the insured business/organization or individual, including date of birth (individual...
Proceedings / Motions: Paul Edward Maines / Capital Markets Technologies, Inc. / 7645686 Canada Inc. Notice of Hearing Notice of Preliminary Motion Procedural Direction Notice of Adjournment of Motion Reasons for Adjournment of Motion Notice of Hearing Notice of Adjournment of...
What is a payday loan? A payday loan is an advancement of money in exchange for a post-dated cheque, a pre-authorized debit or a future payment of a similar nature. The loan, plus additional fees and interest, is deducted from your account on a specified date. Before you decide...
Although businesses usually try to collect their unpaid bills themselves, if they are unable to do so they may turn your account over to a collection agency. All collection agencies who collect debt from people in Prince Edward Island have to be licensed by the Financial and...
Private investigators and security guards The PEI Firearms Office administers the Private Investigators and Security Guards Act and the Private Investigators and Security Guards Regulations. Under the Act, anyone who provides, or works as, a private investigator or security guard...