Proceedings / Motions:
Paul Edward Maines / Capital Markets Technologies, Inc. / 7645686 Canada Inc.
Notice of Hearing
Notice of Preliminary Motion
Procedural Direction
Notice of Adjournment of Motion
Reasons for Adjournment of Motion
Notice of Hearing
Notice of Adjournment of Hearing
Reasons for Adjournment of Hearing
Settlement Agreement
Notice of Withdrawal of Preliminary Motion
Decisions and Orders
September 26, 2016
Applicant:
Investment Industry Regulatory Organization of Canada
June 5, 2013
Order
Settlement Agreement (568 Kb)
Respondents:
Paul Edward Maines, Capital Markets Technologies, Inc., and 7645686 Canada Inc. carrying on business as "Financial Market Technologies" and "Trinity Bay Technologies"
Applicants:
Office of the Superintendent of Securities
Procedures
15-701 (Notice)
Guidelines for the Management of Personal Information