Securities Enforcement

Proceedings / Motions:

Paul Edward Maines / Capital Markets Technologies, Inc. / 7645686 Canada Inc.

Notice of Hearing
Notice of Preliminary Motion
Procedural Direction
Notice of Adjournment of Motion
Reasons for Adjournment of Motion
Notice of Hearing
Notice of Adjournment of Hearing
Reasons for Adjournment of Hearing
Settlement Agreement
Notice of Withdrawal of Preliminary Motion

Decisions and Orders

September 26, 2016

IIROC Order
IIROC Decision

Applicant:

Investment Industry Regulatory Organization of Canada

June 5, 2013

Order
Settlement Agreement (568 Kb)

Respondents:

Paul Edward Maines, Capital Markets Technologies, Inc., and 7645686 Canada Inc. carrying on business as "Financial Market Technologies" and "Trinity Bay Technologies"

Applicants:

Office of the Superintendent of Securities

Procedures

15-502
Prince Edward Island Rule 15-502 - Procedures for Hearings before the Superintendent or before a Delegate of the Superintendent

15-701 (Notice)
Guidelines for the Management of Personal Information