Issuers that are reporting issuers must make periodic filings with the Superintendent of Securities under the Securities Act, R.S.P.E.I. 1988, Cap. S-3.1 and rules. We maintain a list of issuers who are reporting issuers in Prince Edward Island. A reporting issuer in Prince...
CSA Instruments and Policies 81-101 National Instrument - Mutual Fund Prospectus Disclosure as of September 19, 2025 81-101 CP Companion Policy - Mutual Fund Prospectus Disclosure as of March 3, 2025 81-102 National Instrument - Investment Funds as of July 16, 2025 81-102 CP...
CSA Instruments and Policies 71-101 National Instrument - The Multijurisdictional Disclosure System as of March 2008 71-101 CP Companion Policy - The Multijurisdictional Disclosure System as of March 2008 71-102 National Instrument - Continuous Disclosure and Other Exemptions...
CSA Instruments and Policies 62-103 National Instrument - The Early Warning System and Related Take-Over Bid and Insider Reporting Issues as of September 13, 2023 62-104 National Instrument - Take-Over Bids and Issuer Bids as of September 19, 2025 Local Rules and Blanket Orders...
CSA Instruments and Policies 51-101 National Instrument - Standards of Disclosure for Oil and Gas Activities as of June 09, 2023 51-101 CP Companion Policy - Standards of Discloure for Oil and Gas Activities as of June 09, 2023 51-102 National Instrument - Continuous Disclosure...
CSA Instruments and Policies 11-102 Multilateral Instrument – Passport System unofficial consolidation of Multilateral Instrument as of June 9, 2023 11-102 CP Companion Policy – Passport System unofficial consolidation of Companion Policy as of June 9, 2023 11-103 Multilateral...
PEI Securities Act Fee Regulations effective January 1, 2026. Registration Type Fee 1. The fee payable for an (a) application for a dealer, adviser or investment fund manager, regardless of the number of categories of registration to which the application relates. $750 (b)...
CSA Instruments and Policies 91-101 MI Multilateral Instrument - Derivatives: Product Determination as of September 30, 2016 91-101 CP Companion Policy - Derivatives: Product Determination as of September 30, 2016 91-102 MI Multilateral Instrument - Prohibition of Binary Options...
Recognition Orders Dated IIROC Recognition Order May 27, 2008 MFDA Recognition Order March 15, 2013 MFDA Recognition Order October 22, 2014 DTCC Data Repository Recognition Order PEI July 27, 2016 Chicago Mercantile Exchange Inc. Recognition Order PEI July 27, 2016 ICE Trade...
CSA Instruments and Policies 21-101 National Instrument - Marketplace Operation as of September 14, 2020 21-101 CP Companion Policy - Marketplace Operation as of September 14, 2020 23-101 National Instrument - Trading Rules as of April 10, 2017 23-101 CP Companion Policy -...