Securities Law and Policy Category 1: Procedure and Related Matters

11-801, 11-801 (Repeal) Prince Edward Island Rule 11-801 - Principal Regulator System
11-802, 11-802 (Amendment), 11-802 (Amendment), 11-802 (Amendment) Prince Edward Island Rule 11-802 - Passport System
12-501 Prince Edward Island Rule 12-501 - Exemption for Discretionary Exemptions applied for before March 17, 2008 (provisions not in force in Prince Edward Island before March 17, 2008)
13-801, 13-801 (Amendment), 13-801 (Amendment) Prince Edward Island Rule 13-801 - System for Electronic Document Analysis and Retrieval (SEDAR)
13-802 Prince Edward Island Rule 13-802 - System Fees for SEDAR and NRD
13-930 (Blanket Order) CSA Coordinated Blanket Order 13-930 - Exemptions from certain filing requirements in connection with SEDAR +
13-931 (Blanket Order) CSA Coordinated Blanket Order 13-931 - Exemptions from certain filing requirements in connection with SEDAR +
13-932 (Blanket Order) CSA Coordinated Blanket Order 13-932 - Exemptions from certain filing requirements in connection with SEDAR +
13-933 (Blanket Order) CSA Coordinated Blanket Order 13-933 - Exemptions from certain filing requirements in connection with SEDAR +
14-801, 14-801 (Amendment), 14-801 (Amendment) Prince Edward Island Rule 14-801 - Definitions
15-501 Prince Edward Island Rule 15-501 - Contracts Issued by Insurance Companies from Prince Edward Island Securities Laws
15-802, 15-802 (Continued) Prince Edward Island Rule 15-502 - Procedures for Hearings before the Superintendent or before a Delegate of the Superintendent

 

 

 

 

Published date: 
May 9, 2024
Justice and Public Safety

General Inquiries

Financial and Consumer Services Division
1st Floor, Shaw Building (North Entrance)
105 Rochford Street
PO Box 2000
Charlottetown, PE   C1A 7N8

Phone: 902-368-4550
Fax: 902-368-5283

ccs@gov.pe.ca