Securities Fees

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The fees payable under the new Securities Act R.S.P.E.I. Cap. S-3.1 are set in a Schedule to the Act. The fees are as follows:

Registration Fees (effective August 1, 2016)

Firms - $750 (regardless of the number of categories to which the application relates)

  • Mutual Fund Dealer
  • Investment Dealer
  • Scholarship Plan Dealer
  • Portfolio Manager
  • Exempt Market Dealer
  • Investment Fund Manager

Individuals - $350

  • Dealing Representative
  • Advising Representative
  • Chief Compliance Officer
  • Ultimate Designated Person

Non-Trading - No Fee (such as officers, directors, etc.)

Individual Transfers - $150

Filing Fees

Prospectus - $850

Additional Classes - $150
Shelf Prospectus - $950
Prospectus Amendment - $150
AIF filed under 51-102 or 81-106 - $1,000

Applications

Section 6 and 16 applications - $350 (designation and exemption orders)

There are no fees payable for any other applications, approvals or filings. For example, there are no fees payable for:

  • NI 81-102 applications
  • Shelf Supplements
  • Reports of Trade
Date de publication : 
le 18 Septembre 2017
Justice et Sécurité publique

Renseignements généraux

Division des services financiers et aux consommateurs
Ministère de la Justice et de la Sécurité publique
Immeuble Shaw (nord), 1er étage
105, rue Rochford
C.P. 2000
Charlottetown (Île-du-Prince-Édouard)  C1A 7N8

Téléphone: (902) 368-4550
Télécopieur: (902) 368-5283
 

ccs@gov.pe.ca