Gouvernement
Securities Fees
Date de publication:
le 1 Janvier 2026
Le contenu suivant est seulement disponible en anglais.
PEI Securities Act Fee Regulations effective January 1, 2026.
| Registration Type | Fee |
| 1. The fee payable for an | |
| (a) application for a dealer, adviser or investment fund manager, regardless of the number of categories of registration to which the application relates. | $750 |
| (b) application for a representative, ultimate designated person or chief compliance officer of a registered dealer or adviser. | $350 |
| (c) application for the transfer of a representative, ultimate designated person or chief compliance officer of a dealer or adviser. | $150 |
| 2. The fee payable for an international dealer or adviser | |
| (a) submitting Form 31-103F2 Submission to Jurisdiction and Appointment of Agent for Service under section 8.18(3)(e) or 8.26(4)(f) of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, or under both of those sections if submited at the same time; and | $750 |
| (b) providing notification under section 8.18(5) or 8.26(5) of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, or under both of those sections if the notifications are provided at the same time. | $750 |
| Disclosure Filing Fees | Fee |
| 1. Subject to subsection (3), the fee payable | |
| 1.(a) in the case of an issuer, other than an investment fund, | |
| (i) filing a preliminary prospectus or pro forma prospectus for each issuer, or | $850 |
| (ii) filing a prospectus for which no preliminary or pro forma prospectus was filed for each issuer | $850 |
| 1.(b) in the case of an investment fund, other than a mutual fund or an exchange-traded fund as defined in National Instrument 41-101F2 under National Instrument 41-101 General Prospectus Requirements, | |
| (i) filing a preliminary prospectus or pro forma prospectus in Form 41-102F2 under National Instrument 41-101 General Prospectus Requirements for each investment fund, or | $850 |
| (ii) filing a preliminary or pro forma scholarship plan prospectus in Form 41-101F3 under National Instrument 41-101 General Prospectus Requirements for each investment fund. | $850 |
| 1.(c) in the case of an exchange-traded mutual fund, as defined in section 1.1 of National Instrument 41-101 General Prospectus Requirements, | |
| (i) filing a preliminary or pro forma ETF facts document in Form 41-101F4 under National Instrument 41-101 General Prospectus Requirements, for each exchange-traded mutual fund, or | $850 |
| (ii) filing an ETF facts document in Form 41-101F4 for which no preliminary, pro forma or final prospectus was filed as contemplated in section 3D.1 of National Instrument 41-101 General Prospectus Requirements, for each exchange-traded mutual fund; and | $850 |
| 1.(d) in the case of a mutual fund, | |
| (i) filing a preliminary or pro forma fund facts document in Form 81-101F3 under National Instrument 81-101 Mutual Fund Prospectus Disclosure, for each mutual fund, or | $850 |
| (ii) filing a fund facts document in Form 81-101F3 for which no preliminary, pro forma or simplified prospectus was filed as contemplated in subsection 2.3(5.2) of National Instrument 81-101 Mutual Fund Prospectus Disclosure, for each mutual fund | $850 |
| 2. In addition to any fee payable under subsection (1), the fee payable for filing any form of preliminary, pro forma or other prospectus that offers more than one type, class, series of a class or unit of securities of any one issuer, is for each additional type, class, series of a class or unit of securities offered. | $150 |
| 3. The fee payable for filing every preliminary base shelf prospectus under National Instrument 44-102 Shelf Distributions or National Instrument 71-101 The Multijurisdictional Disclosure System for each issuer. | $950 |
| 4. The fee payable for filing every amendment to a preliminary, pro forma or other prospectus for each issuer, and for each additional type, class, series of a class or unit of securities offered not previously included in a preliminary, pro forma or other prospectus. | $150 |
| 5. The fee payable for filing every annual information form filed by an issuer under National Instrument 51-102 Continuous Disclosure Obligations or under National Instrument 81-106 Investment Fund Continuous Disclosure. | $1,200 |
| 6. The fee payable for filing annual financial statements for each issuer. | $150 |
| 7. The fee payable for filing a Form 45-106F1 Report of Exempt Distribution. | $25 |
| 8. The fee payable for an application, | $350 |
| (a) under section 6 of the Act for a designation order | $350 |
| (b) under section 16 of the Act for an exemption order | $350 |
| 9. The fee payable for filing a Report of Trade under Securities Local Rule 45-508 Respecting Community Economic Development Business. | Nil |
| 10. The fee payable for every application, approval or filing under any section of the Act or the rules not otherwise provided for in this Schedule (EC1136/24;203/25/979/25). | Nil |