Securities Fees

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The fees payable under the new Securities Act R.S.P.E.I. Cap. S-3.1 are set in a Schedule to the Act. The fees are as follows:

Registration Fees (effective August 1, 2016)

Firms - $750 (regardless of the number of categories to which the application relates)

  • Mutual Fund Dealer
  • Investment Dealer
  • Scholarship Plan Dealer
  • Portfolio Manager
  • Exempt Market Dealer
  • Investment Fund Manager

Individuals - $350

  • Dealing Representative
  • Advising Representative
  • Chief Compliance Officer
  • Ultimate Designated Person

Non-Trading - No Fee (such as officers, directors, etc.)

Individual Transfers - $150

Filing Fees

Prospectus - $850

Additional Classes - $150
Shelf Prospectus - $950
Prospectus Amendment - $150
AIF filed under 51-102 or 81-106 - $1,000

Applications

Section 6 and 16 applications - $350 (designation and exemption orders)

There are no fees payable for any other applications, approvals or filings. For example, there are no fees payable for:

  • NI 81-102 applications
  • Shelf Supplements
  • Reports of Trade
Date de publication : 
le 18 Septembre 2017
Justice et Sécurité publique

Renseignements généraux

Consumer, Corporate and Financial Services Division
4th Floor, Shaw Building
95 Rochford Street
PO Box 2000
Charlottetown, PE   C1A 7N8
Phone: (902) 368-4550
Fax: (902) 368-5283

ccs@gov.pe.ca