Securities Fees
Le contenu suivant est seulement disponible en anglais.
PEI Securities Act Fee Regulations effective March 3, 2025.
| Registration Type | Fee |
| (a) Application for a dealer, adviser or investment fund manager, regardless of the number of categories of registration to which the application relates. | $750 |
| (b) Application for a representative, ultimate designated person or chief compliance officer of a registered dealer or adviser. | $350 |
| (c) Application for the transfer of a representative, ultimate designated person or chief compliance officer of a dealer or adviser. | $150 |
| Disclosure Filing Fees | Fee |
| 1. Subject to subsection (3), the fee payable | |
|
(a) in the case of an issuer, other than an investment fund,
|
$850 |
|
(b) in the case of an investment fund, other than a mutual fund or an exchange-traded mutual fund as defined in National Instrument 41-101 General Prospectus Requirements,
|
$850 |
|
(c) in the case of an exchange-traded mutual fund, as defined in section 1.1 of National Instrument 41-101 General Prospectus Requirements,
|
$850 |
|
(d) in the case of a mutual fund,
|
$850 |
| 2. In addition to any fee payable under subsection (1), the fee payable for filing any form of preliminary, pro forma or other prospectus that offers more than one type, class, series of a class or unit of securities of any one issuer, is for each additional type, class, series of a class or unit of securities offered |
$150 |
| 3. The fee payable for filing every preliminary base shelf prospectus under National Instrument 44-102 Shelf Distributions or National Instrument 71-101 The Multijurisdictional Disclosure System for each issuer | $950 |
| 4. The fee payable for filing every amendment to a preliminary, pro forma or other prospectus is for each issuer. | $150 |
| 5. The fee payable for filing every annual information form filed by an issuer under National Instrument 51-102 Continuous Disclosure Obligations or under National Instrument 81-106 Investment Fund Continuous Disclosure. |
$1,000 |
|
6. The fee payable for an application,
|
$350 |
| 7. The fee payable for every application, approval or filing under any section of the Act or the rules not otherwise provided for in this Schedule (EC1136/24; 203/25) | Nil |
Date de publication :
le 9 Mai 2025