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81-802 - Mutual Funds
2017-08-16
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 81-802
Subject: Mutual Funds
Effective Date: March 17, 2008
Rule 81-802 Implementing National Instrument...
81-804 - Commodity Pools
2017-08-16
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 81-804
Subject: Commodity Pools
Effective Date: March 17, 2008
Rule 81-804 Implementing National...
81-805 - Mutual Fund Sales Practices
2017-08-16
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 81-805
Subject: Mutual Fund Sales Practices
Effective Date: March 17, 2008
Rule 81-805 Implementing...
81-806 - Investment Fund Continuous Disclosure
2017-08-16
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 81-806
Subject: Investment Fund Continuous Disclosure
Effective Date: March 17, 2008
Rule 81-806...
81-807 - Independent Review Committee for Investment Funds
2017-08-16
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 81-807
Subject: Independent Review Committee for Investment Funds
Effective Date: March 17, 2008
Rule 81-...
31-503 (Blanket Order) (Revoked) - Registration Requirements and Exemptions for Chief Compliance Officers of Portfolio Managers
2017-08-16
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Blanket Order
Document No: 31-503
Subject: Exemption from sections 3.6 and 3.14 of National Instrument 31-103 Registration Requirements and Exemptions for Chief...
Securities Act Confidentiality Order
2017-08-16
In the matter of the Securities Act,
R.S.P.E.I. 1988, Cap. S-3.1 Subsection 26(2)
Whereas subsection 26(2) provides that the Superintendent may hold records or any class of records in confidence if the Superintendent considers that the records disclose intimate financial, personal or other...