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31-510 (Blanket Order) - Transitional Relief for MFDA Member Firms
2017-08-10
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Blanket Order
Document No: 31-510
Subject: Transitional relief from the requirement to provide the relationship disclosure information prescribed by section 14.2(1)...
31-511 (Blanket Order) - Registration Requirement Exemption for Trades in Short-Term Debt Instruments
2017-08-10
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Blanket Order
Document No: 31-511
Subject: Exemption from the Registration Requirement for Trades in Short-Term Debt Instruments
Effective Date: ...
31-512 (Blanket Order) - Transitional Relief for IIROC Member Firms
2017-08-10
Securities Act
R.S.P.E.I. 1988, Cap.-S-3.1
Document Type: Blanket Order
Document No.: 31-512
Subject: Transitional relief from the requirement to provide the relationship disclosure information prescribed by...
31-513 (Blanket Order) - Transitional Relief for MFDA Member Firms
2017-08-10
Securities Act
R.S.P.E.I. 1988, Cap.-S-3.1
Document Type: Blanket Order
Document No.: 31-513
Subject: Transitional relief from the requirement to provide the relationship disclosure information prescribed by section 14.2(1) of...
31-514 (Blanket Order) - Registration Requirement Exemption for International Dealers
2017-08-10
Securities Act
R.S.P.E.I. 1988, Cap.-S-3.1
Document Type: Blanket Order
Document No.: 31-514
Subject: Exemption from the Registration Requirement in NI 31-103 for International Dealers
Effective Date:...
31-515 (Blanket Order) - Registration Requirement Exemption for International Advisors
2017-08-10
Securities Act
R.S.P.E.I. 1988, Cap.-S-3.1
Document Type: Blanket Order
Document No.: 31-515
Subject: Exemption from the Registration Requirement in NI 31-103 for International Advisors
Effective Date:...
31-516 (Blanket Order) - Registration Requirement Exemption for Investment Fund Managers
2017-08-10
Securities Act
R.S.P.E.I. 1988, Cap.-S-3.1
Document Type: Blanket Order
Document No.: 31-516
Subject: Exemption from the Requirement to Register as an Investment Fund Manager
Effective Date:...