Search
Go to the News search to search all news
Displaying 1 - 10 of 129.
Results
PEI Reporting Issuer List
https://www.princeedwardisland.ca/en/information/justice-and-public-safety/pei-reporting-issuer-list
2024-05-06
Issuers that are reporting issuers must make periodic filings with the Superintendent of Securities under the Securities Act, R.S.P.E.I. 1988, Cap. S-3.1 and rules.
We maintain a list of issuers who are reporting issuers in Prince Edward Island. A reporting issuer in Prince Edward Island can be...
Securities
2023-03-28
The Financial and Consumer Services Division is responsible for administering the province's securities laws. It is entrusted to foster a fair and efficient capital market in PEI and to protect investors. The office works to improve, coordinate and harmonize the regulation of Canada's capital...
Securities Law and Policy Category 5: Ongoing Requirements for Issuers and Insiders
2023-02-27
51-501 Blanket Order
In the Matter of Local Rule 45-508 - Respecting Community Economic-Development Business
51-502 Blanket Order
In the Matter of Exemptions from Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets
51-503...
Securities - Check Registration
2023-01-24
Why is registration important?
Securities industry professionals are required to register with the securities regulator in each province or territory where they do business. Registration helps protect investors because securities regulators will only register firms and...
Check Before You Invest
2023-01-24
Being an informed investor is one of your best defences against investment fraud. Before investing we encourage you:
1. Check Registration
Check the registration of the individual or firm you deal with.
2. Check Disciplinary History
To see if disciplinary decisions or cease trade orders have...
Securities Registration
2023-01-24
Getting Registered
The PEI Financial and Consumer Services Division reviews applications for registration from dealers and advisers who are in the business of trading or advising in PEI. The Division administers the Securities Act through the regulation and oversight of registrants, securities...
Securities Law and Policy
https://www.princeedwardisland.ca/en/information/justice-and-public-safety/securities-law-and-policy
2022-12-08
Securities laws foster a fair and efficient capital market in PEI and to protect investors. Securities legislation is designed to ensure that PEI's capital market operates fairly and efficiently for participants, and that investors have timely, accurate information on which to base investment...
Filing a Complaint with Securities
2022-12-07
We keep complaints confidential, and all complaints must be in writing. We cannot act on complaints that are made anonymously.
If you have serious concerns about the way your investments have been handled, a company you have invested in, or believe securities law has been breached by a company or...
Community Economic Development Business
2022-12-07
A company or association that meets the criteria prescribed by the Community Development Equity Tax Credit Act and regulations may be registered as a community economic development business by the minister of Finance and Municipal Affairs.
The Prince Edward Island Securities Act, including Local...
Capital Raising in PEI
2022-12-07
Securities law applies to all Islanders looking to raise money from investors; not just public companies listed on a stock exchange. As a general legal requirement, anyone raising money in Prince Edward Island must file a prospectus unless they qualify for an exemption.
Prospectus exemptions are...