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31-522 (Blanket Order)
https://www.princeedwardisland.ca/fr/information/justice-et-securite-publique/31-522-blanket-order-0
2020-04-15
In The Matter of the Securities Act, R.S.P.E.I. 1988, Cap. S-3.1 and in the Matter of Relief in Respect of Client Focused Reforms Conflict Of Interest Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
Blanket Order 31-522...
31-521 (Blanket Order) - In the Matter of Temporary Exemption from Certain Financial Statement and Information Delivery Requirements
2020-04-15
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Blanket Order
Document No: 31-521
Subject: In the Matter of Temporary Exemption from Certain Financial Statement and Information Delivery Requirements for Registrants and...
21-504 (Blanket Order) - In the Matter of Temporary Exemption from Certain Reporting Requirements for Regulated Entities Carrying on Business in Prince Edward Island
2020-03-26
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Blanket Order
Document No: 21-504
Subject: In the Matter of Temporary Exemption from Certain Reporting Requirements for Regulated Entities Carrying on Business in Prince...
24-501 (Blanket Order) - In the Matter of Relief from Certain Reporting Requirements under National Instrument 24-202 Institutional Trade Matching and Settlement
2020-03-26
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Blanket Order
Document No: 24-501
Subject: In the Matter of Relief from Certain Reporting Requirements under National Instrument 24-202 Institutional Trade Matching and...
51-503 (Blanket Order) - In the Matter of Temporary Exemption from Certain Corporate Finance Requirements
2020-03-26
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Blanket Order
Document No: 51-503
Subject: In the Matter of Temporary Exemption from Certain Corporate Finance Requirements
Effective Date: March 23,...
81-502 (Blanket Order) - In the Matter of Temporary Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds
2020-03-26
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Blanket Order
Document No: 81-502
Subject: In the Matter of Temporary Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds...
Securities Enforcement
https://www.princeedwardisland.ca/fr/information/justice-et-securite-publique/securities-enforcement
2017-09-19
Proceedings / Motions:
Paul Edward Maines / Capital Markets Technologies, Inc. / 7645686 Canada Inc.
Notice of Hearing
Notice of Preliminary Motion
Procedural Direction
Notice of Adjournment of Motion
Reasons for Adjournment of Motion
Notice of Hearing
Notice of Adjournment of Hearing...
Securities Fees
2017-09-18
The fees payable under the new Securities Act R.S.P.E.I. Cap. S-3.1 are set in a Schedule to the Act. The fees are as follows:
Registration Fees (effective August 1, 2016)
Firms - $750 (regardless of the number of categories to which the application relates)
Mutual Fund Dealer...
2009-1 - Notice of Amendment of National Instruments
2017-09-18
Securities Act
R.S.P.E.I. 1988, Cap. S-3.1, section 169 (Notice 2009-1)
Public notice is hereby given that, the Minister, upon the recommendation of the Superintendent, has made the following amendments:
Prince Edward Island Rule 11-802 Incorporating amendments to Multilateral...
2010-1 - Notice of Amendment of National Instruments
2017-09-18
Securities Act
R.S.P.E.I. 1988, Cap. S-3.1, section 169 (Notice 2010-1)
Public notice is hereby given that, the Minister, upon the recommendation of the Superintendent, has made the following Rules amendments:
Prince Edward Island Rule 11-801 Repealing Multilateral Instrument...