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Securities Enforcement
https://www.princeedwardisland.ca/fr/information/justice-et-securite-publique/securities-enforcement
2017-09-19
Proceedings / Motions:
Paul Edward Maines / Capital Markets Technologies, Inc. / 7645686 Canada Inc.
Notice of Hearing
Notice of Preliminary Motion
Procedural Direction
Notice of Adjournment of Motion
Reasons for Adjournment of Motion
Notice of Hearing
Notice of Adjournment of Hearing...
Securities Fees
2017-09-18
The fees payable under the new Securities Act R.S.P.E.I. Cap. S-3.1 are set in a Schedule to the Act. The fees are as follows:
Registration Fees (effective August 1, 2016)
Firms - $750 (regardless of the number of categories to which the application relates)
Mutual Fund Dealer...
2009-1 - Notice of Amendment of National Instruments
2017-09-18
Securities Act
R.S.P.E.I. 1988, Cap. S-3.1, section 169 (Notice 2009-1)
Public notice is hereby given that, the Minister, upon the recommendation of the Superintendent, has made the following amendments:
Prince Edward Island Rule 11-802 Incorporating amendments to Multilateral...
2010-1 - Notice of Amendment of National Instruments
2017-09-18
Securities Act
R.S.P.E.I. 1988, Cap. S-3.1, section 169 (Notice 2010-1)
Public notice is hereby given that, the Minister, upon the recommendation of the Superintendent, has made the following Rules amendments:
Prince Edward Island Rule 11-801 Repealing Multilateral Instrument...
2010-2 - Notice of Amendment of National Instruments
2017-09-18
Securities Act
R.S.P.E.I. 1988, Cap. S-3.1 (Notice 2010-2)
Public notice is hereby given that, the Minister, upon the recommendation of the Superintendent, has made the following Rules amendments:
Prince Edward Island Rule 11-802 Amending Multilateral Instrument 11-102 -...
Securities Fees Schedule
2017-09-18
Securities Fees Schedule
1. The fee payable for an application for the registration of
a dealer, adviser or investment fund manager, regardless of the number of categories of registration to which the application relates, is $750;
a representative, ultimate designated person or chief...
Securities Notices
2017-09-18
September 21, 2009 - Notice 2009-1
March 3, 2010 - Notice 2010-1
March 3, 2010 (Correction) - Notice 2010-1
April 1, 2010 - Notice 2010-2
MFDA Application for Recognition
Public Notice 2015-01
81-802 - Mutual Funds
2017-08-16
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 81-802
Subject: Mutual Funds
Effective Date: March 17, 2008
Rule 81-802 Implementing National Instrument...
81-804 - Commodity Pools
2017-08-16
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 81-804
Subject: Commodity Pools
Effective Date: March 17, 2008
Rule 81-804 Implementing National...
81-805 - Mutual Fund Sales Practices
2017-08-16
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 81-805
Subject: Mutual Fund Sales Practices
Effective Date: March 17, 2008
Rule 81-805 Implementing...