Search
Go to the News search to search all news
Displaying 1 - 20 of 90.
Results
81-806 - Investment Fund Continuous Disclosure
2017-08-16
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 81-806
Subject: Investment Fund Continuous Disclosure
Effective Date: March 17, 2008
Rule 81-806...
81-807 - Independent Review Committee for Investment Funds
2017-08-16
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 81-807
Subject: Independent Review Committee for Investment Funds
Effective Date: March 17, 2008
Rule 81-...
31-503 (Blanket Order) (Revoked) - Registration Requirements and Exemptions for Chief Compliance Officers of Portfolio Managers
2017-08-16
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Blanket Order
Document No: 31-503
Subject: Exemption from sections 3.6 and 3.14 of National Instrument 31-103 Registration Requirements and Exemptions for Chief...
Securities Act Confidentiality Order
2017-08-16
In the matter of the Securities Act,
R.S.P.E.I. 1988, Cap. S-3.1 Subsection 26(2)
Whereas subsection 26(2) provides that the Superintendent may hold records or any class of records in confidence if the Superintendent considers that the records disclose intimate financial, personal or other...
51-502 (Blanket Order) - Exemptions from Multilateral Instrument 51-105
2017-08-15
In the Matter of the Securities Act,
R.S.P.E.I. 1988, Cap.S-3.1
-and-
In the Matter of Exemptions from Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets
Blanket Order 51-502 Section 16
...
51-501 (Blanket Order) - Local Rule 45-508 - Respecting Community Economic Development Business
2017-08-15
In the Matter of the Securities Act,
R.S.P.E.I. 1988, Cap.S-3.1
-and-
In the Matter of Local Rule 45-508 Respecting Community Economic Development Business (“Local Rule 45-508")
-and-
In the Matter of National Instrument 51-102...
51-801 - Standards of Disclosure for Oil and Gas Activities
2017-08-15
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 51-801
Subject: Standards of Disclosure for Oil and Gas Activities
Effective Date: March 17, 2008...
51-802 - Continuous Disclosure Obligations
2017-08-15
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 51-802
Subject: Continuous Disclosure Obligations
Effective Date: March 17, 2008
Rule 51-802 Implementing...
52-501 (Blanket Order) (Revoked) - Relief for Venture Issuers
2017-08-15
In the Matter of the Securities Act
R.S.P.E.I. 1988, Cap. S-3.1
- and -
In the Matter of Certain Certification Requirements: Relief for Venture Issuers
Whereas
1. In this order:
(a) “Venture Issuer” means an issuer that, as...
52-807 - Acceptable Accounting Principles, Auditing Standards and Reporting Currency
2017-08-15
Securities Act
R.S.P.E.I. 1988, Cap-S-3.1
Document Type: Implementing Instrument
Document No: 52-807
Subject: Acceptable Accounting Principles, Auditing Standards and Reporting Currency
Effective Date: March...