IN THE MATTER OF
THE SECURITIES ACT R.S.P.E.I. 1988, Cap S-3.1
AND
IN THE MATTER OF
RELIEF FROM CERTAIN DERIVATIVES REPORTING REQUIREMENTS
BLANKET ORDER 96-501
WHEREAS the Superintendent of Securities has the authority to...
Open and Accessible Government -
Modernizing the Freedom of Information and Protection of Privacy Act
Rigorous, efficient and timely access to information is an important pillar of accountability for
government.
Government has taken...
Recognition Order
Mutual Fund Dealers Association of Canada
Sections 71 and 72 of the Securities Act, R.S.P.E.I. 1988, Cap. S-3.1
Background
The Superintendent recognized the Mutual Fund Dealers Association of Canada
(MFDA) under sections...
þÿ
IN THE MATTER OF
THE SECURITIES ACT, R.S.P.E.I. 1988, Cap. S-3.1 AS AMENDED (the “Act”)
AND
IN THE MATTER OF
MUTUAL FUND DEALERS ASSOCIATION OF CANADA/
ASSOCIATION CANADIENNE DES COURTIERS DE FONDS MUTUELS
RECOGNITION OF SELF-REGULATORY ORGANIZATION...
þÿ
IN THE MATTER OF
THE SECURITIES ACT, R.S.P.E.I. 1988, Cap. S-3.1 AS AMENDED (the “Act”)
AND
IN THE MATTER OF
MUTUAL FUND DEALERS ASSOCIATION OF CANADA/
ASSOCIATION CANADIENNE DES COURTIERS DE FONDS MUTUELS
AUTHORIZATION ORDER
(Section 76)
WHEREAS...
IN THE MATTER OF
THE SECURITIES ACT, R.S.P.E.I. 1988 Cap. S-3.1
(the “Securities Act”)
AND
IN THE MATTER OF
THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA
(IIROC)
AUTHORIZATION ORDER
(Section 76 of the...
1
IN THE MATTER OF
THE SECURITIES ACT R.S.P.E.I., 1988, Cap. S-3.1
AND
IN THE MATTER OF
Exemption from certain requirements to publicly
disseminate data under MI 96-101 Trade Repositories and Derivatives Data Reporting
BLANKET...
CRIMINAL CODE OF CANADA
CRIMINAL CODE OF CANADA
TERMS AND CONDITIONS FOR THE ISSUANCE OF LICENSES
FOR THE CONDUCT AND MANAGEMENT OF LOTTERY
SCHEMES
LOTTERY SCHEMES ORDER
Pursuant to section 207 of the Criminal Code of...